DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fulcrum Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas WalshMML Investors Services, LLC otherFulcrum Advisory Services, LLC otherOtherSep 12, 2013Sep 11, 2013
Athanasios TomarasMorgan Stanley wirehouseFulcrum Advisory Services, LLC otherOtherMar 27, 2012Nov 13, 2012 (231 d)
Janice Arrott GinsburgJanney Montgomery Scott LLC otherFulcrum Advisory Services, LLC otherOtherFeb 22, 2012Feb 21, 2012
Louis Joseph CiavarellaMorgan Stanley wirehouseFulcrum Advisory Services, LLC otherOtherFeb 8, 2012Feb 6, 2012
Van Dregge OlmsteadJanney Montgomery Scott LLC otherFulcrum Advisory Services, LLC otherOtherOct 4, 2010Sep 30, 2010
Elliott Ross MillerNew York Life Investment Management LLC otherFulcrum Advisory Services, LLC otherOtherFeb 12, 2010May 21, 2010 (98 d)
William Robert FreckCitigroup Global Markets Inc. otherFulcrum Advisory Services, LLC otherOtherMay 21, 2009May 1, 2009
Michael James BartolottaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFulcrum Advisory Services, LLC otherOtherMar 10, 2009Sep 25, 2009 (199 d)
George Gregory CaseyHuntleigh Advisors, Inc. otherFulcrum Advisory Services, LLC otherOtherOct 22, 2008Oct 22, 2008
William Patrick CallahanBanc Of America Investment Services, Inc. unclassifiedFulcrum Advisory Services, LLC otherOtherMay 28, 2008Jun 13, 2008
Brian Matthews BloxomSuntrust Investment Services, Inc. otherFulcrum Advisory Services, LLC otherOtherMar 24, 2008Mar 14, 2008
Lindsay Marie SnyderSuntrust Investment Services, Inc. otherFulcrum Advisory Services, LLC otherOtherMar 24, 2008Mar 17, 2008
Timothy Alan FlickChase Investment Services Corp. otherFulcrum Advisory Services, LLC otherOtherJun 4, 2007Jun 12, 2007
Donald Christopher MegliolaVoya Financial Advisors, Inc. otherFulcrum Advisory Services, LLC otherOtherDec 31, 2006Nov 22, 2006
Larry Douglas EdwardsNational Planning Corporation ("Npc Of America" In Fl & Ny) otherFulcrum Advisory Services, LLC otherOtherNov 10, 2006Dec 1, 2006
Mark Karl MenzelWells Fargo Advisors wirehouseFulcrum Advisory Services, LLC otherOtherJan 10, 2005May 25, 2010 (1961 d)
Robert Joseph StravinskiEagle Strategies LLC otherFulcrum Advisory Services, LLC otherOtherOct 29, 2004Nov 21, 2011 (2579 d)
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17 moves match.