DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fiduciary Investment Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Frank LocatellTransamerica Retirement Advisors, LLC mixed wealthFiduciary Investment Advisors, LLC mixed wealthRIA to RIAFeb 11, 2019May 9, 2019 (87 d)
Kathryn Jane PizziHooker & Holcombe Investment Advisors, Inc. institutionalFiduciary Investment Advisors, LLC institutionalOtherOct 31, 2018Dec 3, 2018 (33 d)
Carol Flores McsheraLion Street Advisors, LLC BD affiliatedFiduciary Investment Advisors, LLC institutionalOtherMay 31, 2018Jun 12, 2018
Joseph Anthony DiogostineWright Investors Service Inc otherFiduciary Investment Advisors, LLC otherOtherFeb 5, 2018Feb 10, 2018
Gregory F. AdamsVoya Financial Advisors, Inc. otherFiduciary Investment Advisors, LLC otherOtherJun 30, 2017Jul 19, 2017
Brian David DillonPositive Retirement Outcomes, LLC unclassifiedFiduciary Investment Advisors, LLC otherOtherFeb 1, 2016Feb 10, 2016
Matthew Tyson SmithVoya Investment Management Co. LLC otherFiduciary Investment Advisors, LLC otherOtherJun 30, 2015Oct 4, 2017 (827 d)
Leslie Ann WhitneyWhitney Retirement Services Group, Inc. otherFiduciary Investment Advisors, LLC otherOtherMar 31, 2015Feb 25, 2014
Andrew Boris SalakMorgan Stanley wirehouseFiduciary Investment Advisors, LLC otherOtherNov 11, 2014Dec 24, 2014 (43 d)
Scott Gregory BoultonT. Rowe Price Advisory Services, Inc. no RAUMFiduciary Investment Advisors, LLC otherOtherJun 30, 2014Aug 25, 2014 (56 d)
Robert Hunter LowryUsi Advisors otherFiduciary Investment Advisors, LLC no RAUMOtherSep 21, 2011Sep 21, 2011
Tyler B PolkM Holdings Securities, Inc. otherFiduciary Investment Advisors, LLC no RAUMOtherApr 18, 2011May 13, 2011
Vincent Michael SmithNrp Advisors, Inc. unclassifiedFiduciary Investment Advisors, LLC no RAUMOtherDec 1, 2010Aug 8, 2011 (250 d)
Christopher Jon RowlinsUsi Advisors otherFiduciary Investment Advisors, LLC no RAUMOtherMar 18, 2010Feb 4, 2010
Matthew James KaminskiPark Avenue Securities LLC otherFiduciary Investment Advisors, LLC otherOtherJan 10, 2008Oct 25, 2017 (3576 d)
Michael Edmond GossUBS Financial Services Inc. wirehouseFiduciary Investment Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 23, 2006Jul 13, 2006 (51 d)
Christopher Francis KachmarUBS Financial Services Inc. wirehouseFiduciary Investment Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 15, 2006Jun 12, 2006
Karen Rose PaulsonUBS Financial Services Inc. wirehouseFiduciary Investment Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 15, 2006Jun 12, 2006
Anthony John TrangheseUBS Financial Services Inc. wirehouseFiduciary Investment Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 15, 2006Jun 12, 2006
Ryan Thomas GardnerUBS Financial Services Inc. wirehouseFiduciary Investment Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 15, 2006Jun 12, 2006
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20 moves match.