DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Morton Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amir Tavakol | California Capital Management independent RIA | Morton Wealth independent RIA | RIA to RIA | Aug 25, 2026 | Aug 28, 2026 |
| Carlos Alejandro Salcedo | Rice Hall James & Associates LLC other | Morton Wealth independent RIA | Other | Jul 8, 2026 | Jul 14, 2026 |
| Diego Guerrero | Ieq Capital, LLC independent RIA | Morton Wealth independent RIA | RIA to RIA | Apr 8, 2026 | Jun 7, 2026 (60 d) |
| Thomas Patrick Mooney | Crestwood Advisors independent RIA | Morton Wealth independent RIA | RIA to RIA | Aug 8, 2025 | Nov 14, 2025 (98 d) |
| Sophie Christine Jacqueline Leahy | Burt Wealth Advisors independent RIA | Morton Wealth independent RIA | RIA to RIA | Sep 30, 2024 | Mar 12, 2025 (163 d) |
| Jennifer Marie Caruso | Manchester Financial Inc independent RIA | Morton Wealth independent RIA | RIA to RIA | Aug 14, 2023 | Jan 1, 2025 (506 d) |
| Elias Franchesco Vera | Corient BD affiliated | Morton Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2023 | Nov 11, 2024 (542 d) |
| Beau Thomas Wirick | Sagespring Wealth Partners independent RIA | Morton Wealth independent RIA | RIA to RIA | Dec 5, 2022 | Jan 31, 2023 (57 d) |
| Hunter Pearson Daniel | Dowling & Yahnke, LLC independent RIA | Morton Wealth independent RIA | RIA to RIA | Jul 5, 2022 | Jul 8, 2022 |
| Nadya Mets | Osaic Fa, Inc. BD affiliated | Morton Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2022 | Mar 20, 2022 (60 d) |
| Michael Rudow | J.P. Morgan Securities LLC wirehouse | Morton Wealth independent RIA | Wirehouse to independent RIA | May 14, 2021 | May 28, 2021 |
| Thao Thien Truong | Financial Alternatives, Inc. independent RIA | Morton Wealth independent RIA | RIA to RIA | Mar 1, 2021 | Dec 23, 2020 |
| Michael Brian Privett | Manning Wealth Management, Inc. unclassified | Morton Wealth independent RIA | Other | Dec 31, 2020 | Jan 1, 2026 (1827 d) |
| Brian Nichols Mann | Advice And Planning Services BD affiliated | Morton Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 | Nov 9, 2020 |
| Christopher Michael Galeski | Strategic Advisers LLC national BD | Morton Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2018 | Apr 10, 2018 (42 d) |
| Celia Tanya Meagher | Oppenheimer & Co. Inc. other | Morton Wealth other | Other | Oct 27, 2017 | Nov 3, 2017 |
| Lynn Richard Calvert | Strategic Advisers LLC national BD | Morton Wealth other | Other | Mar 17, 2016 | Mar 19, 2016 |
| Eric Jay Selter | Cms Inc. unclassified | Morton Wealth independent RIA | Other | Jan 8, 2015 | Aug 4, 2025 (3861 d) |
| Scott Howard Shlecter | Kayne Anderson Capital Advisors, L.P. other | Morton Wealth other | Other | Jul 16, 2009 | Aug 10, 2009 |
| Sasan Faiz | Partnervest Advisory Services LLC other | Morton Wealth independent RIA | Other | Jul 8, 2008 | Aug 4, 2025 (6236 d) |
| Priscilla Ann Brehm | Morton Management, Inc. unclassified | Morton Wealth other | Other | Sep 27, 2006 | Aug 30, 2006 |
| Jeffrey Sarti | Morton Management, Inc. unclassified | Morton Wealth other | Other | Sep 27, 2006 | Aug 30, 2006 |
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22 moves match.