DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Msi Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Neal O'ConnorMariner independent RIAMsi Financial Services, Inc. otherOtherJun 15, 2026Jan 2, 2015
Guido Mogatti SarcioneMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 10, 2020Jan 2, 2015
John Thomas LianMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 10, 2020Jan 2, 2015
Gregory Jude PintoMariner independent RIAMsi Financial Services, Inc. otherOtherJan 31, 2020Jan 2, 2015
William Ray VerhagenIfs Planning Strategies, LLC unclassifiedMsi Financial Services, Inc. otherOtherOct 21, 2019Jan 2, 2015
Christopher Neal HarmonIfs Planning Strategies, LLC unclassifiedMsi Financial Services, Inc. otherOtherOct 21, 2019Jan 2, 2015
Ian Graham EsslingIfs Planning Strategies, LLC unclassifiedMsi Financial Services, Inc. otherOtherOct 21, 2019Jan 2, 2015
Richard VegaJ.P. Morgan Securities LLC wirehouseMsi Financial Services, Inc. otherOtherNov 9, 2018Jan 20, 2015
Andrew Hunt McilhennyFirstrust Financial Advisors state registeredMsi Financial Services, Inc. otherOtherOct 10, 2018Feb 4, 2011
Tom Alex GoodmanMariner independent RIAMsi Financial Services, Inc. otherOtherApr 6, 2018Jan 2, 2015
Bobette Gilpatric ScribnerMariner independent RIAMsi Financial Services, Inc. otherOtherApr 5, 2018Jan 2, 2015
Ronald Paul KashmanianMariner independent RIAMsi Financial Services, Inc. otherOtherApr 5, 2018Jan 2, 2015
Janice Virginia BernerMariner independent RIAMsi Financial Services, Inc. otherOtherApr 5, 2018Jan 2, 2015
Scott Peter BarkerMariner independent RIAMsi Financial Services, Inc. otherOtherApr 5, 2018Jan 2, 2015
Stephen Edward NapierMariner independent RIAMsi Financial Services, Inc. otherOtherApr 5, 2018Jan 2, 2015
Maura Rose LaudoneMariner independent RIAMsi Financial Services, Inc. otherOtherApr 5, 2018Jan 2, 2015
Elaine Marie CarvelliMariner independent RIAMsi Financial Services, Inc. otherOtherApr 5, 2018Jan 2, 2015
John Joseph SerrecchiaMariner independent RIAMsi Financial Services, Inc. otherOtherApr 5, 2018Jan 2, 2015
Christopher Martin WilliamsMariner independent RIAMsi Financial Services, Inc. otherOtherApr 5, 2018Jan 2, 2015
Christopher Michael RiffleMariner independent RIAMsi Financial Services, Inc. otherOtherApr 5, 2018Jan 2, 2015
Colin Hamilton SmithMariner independent RIAMsi Financial Services, Inc. otherOtherApr 5, 2018Jan 2, 2015
Russell Gary DemarestMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Kristin Ann NordahlMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 21, 2016
Janet Sue CooperMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Lawrence Joseph PerryMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Barry Scott WymanMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Thomas Joseph BottoneMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Robert Lester PorackMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Susan Weidner CookeMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Roger Lane WebsterMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Andrew Marvin RoccoMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Kenneth Charles HeiserMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Robert Clayton BurnsMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Benjamin CardinaleMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Mark Ralph McmanusMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Daniel Patrick DaltonMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Donald Francis VendettiMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Duston LadieuMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Bryan Douglas BecotteMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Brad Lee MartinMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
John Jerome BuckleyMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Jonathan Wayne HiltzMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Donna Turcotte CacciaMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Daniel J CappucciMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Louis Anthony CardinaleMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Karen Melo TicasMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Mark Andrew UzzellMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
David J MacdonaldMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Christopher R. PerryMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Alexander Aldrich KrisakMariner independent RIAMsi Financial Services, Inc. otherOtherFeb 1, 2018Jan 2, 2015
Jeffrey Leonard AllisonMariner independent RIAMsi Financial Services, Inc. otherOtherJan 25, 2018Jan 2, 2015
Troy Allen AarthunMariner independent RIAMsi Financial Services, Inc. otherOtherJan 25, 2018Jan 2, 2015
Michael I GuertinMariner independent RIAMsi Financial Services, Inc. otherOtherJan 25, 2018Jan 2, 2015
Carl KaliszewskiMariner otherMsi Financial Services, Inc. otherOtherJul 18, 2017Jan 2, 2015
David Doron MehlerPruco Securities, LLC otherMsi Financial Services, Inc. otherOtherMar 24, 2017Mar 1, 2017
Lucas John MatarazzoMcadam LLC otherMsi Financial Services, Inc. otherOtherMar 2, 2017Feb 28, 2017
Jason Brian CoopersmithEquitable Advisors, LLC national BDMsi Financial Services, Inc. otherOtherFeb 27, 2017Feb 23, 2017
Amanda Sue Van SchaikNationwide Securities, LLC no RAUMMsi Financial Services, Inc. otherOtherFeb 14, 2017Feb 24, 2017
Michael Odell McknightPark Avenue Securities LLC otherMsi Financial Services, Inc. otherOtherFeb 14, 2017Feb 24, 2017
Henry J PlylerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMsi Financial Services, Inc. otherOtherFeb 6, 2017Mar 8, 2017
Page 1 of 21Next
1,207 moves match.