DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Prosperity Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Joseph AgostaFirst Trust Advisors LP asset managerProsperity Financial Group, Inc. independent RIAOtherOct 14, 2025Oct 3, 2025
Martin Alexander TroianiCetera Investment Advisers LLC BD affiliatedProsperity Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 15, 2023Dec 15, 2023
James Derek HebertInsight Wealth Strategies, LLC independent RIAProsperity Financial Group, Inc. independent RIARIA to RIAMay 3, 2021Apr 30, 2021
Marjorie Casem CarbajalAmeriprise Financial Services, LLC national BDProsperity Financial Group, Inc. otherOtherJun 26, 2017Jul 19, 2017
Regina Carbajal LegatesAmeriprise Financial Services, LLC national BDProsperity Financial Group, Inc. otherOtherJun 19, 2017Jun 21, 2017
Ankit SahuExodus Wealth, LLC otherProsperity Financial Group, Inc. independent RIAOtherMar 30, 2017Jul 27, 2018 (484 d)
William Mark ThomsonWorld Advisory Services otherProsperity Financial Group, Inc. independent RIAOtherNov 23, 2016Sep 20, 2018 (666 d)
Daniel Lee KorthWorld Equity Group, Inc. otherProsperity Financial Group, Inc. otherOtherNov 10, 2016Nov 11, 2016
Emmett Charles PeckJ.P. Morgan Securities LLC wirehouseProsperity Financial Group, Inc. otherOtherAug 2, 2016Aug 8, 2016
Stephen Hinant HeckerStonex Advisors Inc. otherProsperity Financial Group, Inc. otherOtherJun 7, 2016Jun 16, 2016
Jamie Granville HargraveAmeriprise Financial Services, LLC national BDProsperity Financial Group, Inc. otherOtherApr 7, 2015Apr 8, 2015
Melissa Patrice KielbergFsc Securities Corporation otherProsperity Financial Group, Inc. otherOtherDec 9, 2014Dec 9, 2014
Cesar Bagamasbad DantesRaymond James Financial Services Advisors, Inc otherProsperity Financial Group, Inc. otherOtherJun 1, 2010Jun 1, 2010
Elliot Herbert KallenRaymond James Financial Services, Inc. unclassifiedProsperity Financial Group, Inc. otherOtherJan 2, 2009Feb 29, 2008
Page 1 of 1
14 moves match.