DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Retirement Solution LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jason David FalkWms Wealth Management LLC state registeredThe Retirement Solution LLC independent RIAOtherMar 5, 2026Jan 14, 2026
David Jay GrangerKestra Advisory Services, LLC BD affiliatedThe Retirement Solution LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 18, 2025Jan 16, 2026
Heather M CarlsonB3 Wealth Strategies independent RIAThe Retirement Solution LLC independent RIARIA to RIAOct 12, 2023Nov 6, 2023
David Eduardo BustamanteMorgan Stanley wirehouseThe Retirement Solution LLC independent RIAWirehouse to independent RIAApr 4, 2023Apr 27, 2023
Clinton William CoburnMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Retirement Solution LLC independent RIAWirehouse to independent RIAOct 14, 2022Apr 27, 2023 (195 d)
Wesley Robert McbratneyEdward Jones national BDThe Retirement Solution LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 11, 2022May 5, 2022 (55 d)
Clarissa CandelarioHightower Advisors, LLC BD affiliatedThe Retirement Solution LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 20, 2021Aug 3, 2022 (256 d)
Cynthia Anne LowensteinMorgan Stanley wirehouseThe Retirement Solution LLC independent RIAWirehouse to independent RIAJun 26, 2020Jan 27, 2021 (215 d)
Bryan LarsenLockton Investment Advisors, LLC institutionalThe Retirement Solution LLC independent RIAOtherJun 12, 2020Jun 24, 2020
Travis JohnsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Retirement Solution LLC independent RIAWirehouse to independent RIANov 7, 2019Nov 19, 2019
Kyle Loren IrionEdward Jones national BDThe Retirement Solution LLC otherOtherFeb 25, 2015Sep 20, 2016 (573 d)
Hoyt Scott RobeyAllegis Investment Advisors, LLC otherThe Retirement Solution LLC otherOtherOct 2, 2014Oct 2, 2014
Brian James DeckerPacific West Financial Consultants Inc otherThe Retirement Solution LLC otherOtherDec 31, 2008Oct 15, 2008
James Leroy BlackPacific West Financial Consultants Inc otherThe Retirement Solution LLC otherOtherDec 31, 2008Oct 15, 2008
Cynthia Aspitarte MuellerPacific West Financial Consultants Inc otherThe Retirement Solution LLC otherOtherDec 31, 2008Dec 15, 2008
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15 moves match.