DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vima, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Judy Ilene Goldis | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Vima, LLC independent RIA | RIA to RIA | Aug 12, 2024 | Sep 9, 2024 |
| Dennis M Prost | Pvg Asset Management Corp independent RIA | Vima, LLC other | Other | Jul 29, 2022 | Jul 26, 2022 |
| David Claude Roberts | Financial Strategies Group, Inc independent RIA | Vima, LLC independent RIA | RIA to RIA | Sep 14, 2020 | Feb 25, 2026 (1990 d) |
| Matthew Raymond Doering | Thurston Springer Financial BD affiliated | Vima, LLC other | Other | Feb 6, 2020 | Apr 6, 2020 (60 d) |
| James Harrison Waugh | Citizens Securities, Inc. BD affiliated | Vima, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2018 | Jan 8, 2026 (2655 d) |
| John Gerald Mulka | Ameriprise Financial Services, LLC national BD | Vima, LLC other | Other | Aug 2, 2017 | Nov 1, 2017 (91 d) |
| Grant N Hall | Waddell & Reed other | Vima, LLC other | Other | Jan 27, 2017 | Jan 26, 2017 |
| Marguerite Mary Tschirhart | Valic Financial Advisors, Inc. other | Vima, LLC other | Other | Jan 11, 2017 | Jan 26, 2017 |
| Michael August Maley | Modern Capital Advisors, LLC other | Vima, LLC independent RIA | Other | Oct 30, 2014 | Feb 23, 2026 (4134 d) |
| Sadeer Thomas Jamil | Raymond James & Associates, Inc. national BD | Vima, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2014 | Mar 11, 2026 (4325 d) |
| Michel Stefano Tenaglia | LPL Financial LLC other | Vima, LLC other | Other | Jul 28, 2011 | Jul 19, 2011 |
| Grant Wesley Armstrong | LPL Financial LLC other | Vima, LLC other | Other | Jul 11, 2008 | Oct 24, 2019 (4122 d) |
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12 moves match.