DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Congress Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher John BleuherDomus Capital Group, LLC independent RIACongress Wealth Management LLC independent RIARIA to RIAApr 7, 2020Mar 4, 2020
David John CostiganSlatestone Private Client independent RIACongress Wealth Management LLC independent RIARIA to RIAMar 26, 2020Sep 22, 2020 (180 d)
Gerald Jay GravesSvb Wealth independent RIACongress Wealth Management LLC independent RIARIA to RIAJul 16, 2019Jul 18, 2019
Chris G. DudleySvb Wealth independent RIACongress Wealth Management LLC independent RIARIA to RIAJul 16, 2019Aug 15, 2019
Clinton Dean LynchCharles Schwab & Co., Inc. national BDCongress Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 4, 2019Feb 11, 2020 (372 d)
Michael Kevin HartyCharles Schwab & Co., Inc. national BDCongress Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 16, 2019Jan 30, 2019
Salim P BoutagyWells Fargo Advisors wirehouseCongress Wealth Management LLC otherOtherApr 19, 2017Apr 21, 2017
Peter Christian AndersenCongress Asset Management Company, Llp otherCongress Wealth Management LLC otherOtherDec 7, 2016Aug 23, 2013
John Chrisom BerryCharles Schwab & Co., Inc. national BDCongress Wealth Management LLC otherOtherApr 4, 2016Jun 7, 2016 (64 d)
Laurie Lynn NovakShepherd Kaplan LLC otherCongress Wealth Management LLC otherOtherMar 30, 2011Mar 16, 2015 (1447 d)
Siobhaun Maus JohnsonStrategic Advisers LLC national BDCongress Wealth Management LLC otherOtherJun 3, 2010Aug 23, 2013 (1177 d)
Jennifer Rice GatesStrategic Advisers LLC national BDCongress Wealth Management LLC otherOtherApr 11, 2008Feb 23, 2010 (683 d)
Kenneth Richard ZannoniStrategic Advisers LLC national BDCongress Wealth Management LLC otherOtherApr 2, 2007Feb 23, 2010 (1058 d)
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13 moves match.