DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nms Capital Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stacey Lynn Lavender | Harbor Financial Services, LLC other | Nms Capital Asset Management, Inc. other | Other | Mar 5, 2014 | Dec 17, 2014 (287 d) |
| H Justin Drobenaire | Vii Peaks Capital LLC other | Nms Capital Asset Management, Inc. other | Other | Aug 12, 2013 | May 23, 2018 (1745 d) |
| Roman Lara | Gradient Advisors, LLC no RAUM | Nms Capital Asset Management, Inc. other | Other | Jan 13, 2012 | May 13, 2013 (486 d) |
| Minez Powell | Morgan Stanley wirehouse | Nms Capital Asset Management, Inc. other | Other | Jan 12, 2011 | Jan 7, 2011 |
| Anne Tahim | Voya Financial Advisors, Inc. other | Nms Capital Asset Management, Inc. other | Other | Sep 7, 2010 | May 31, 2011 (266 d) |
| Spencer Schreiber Miller | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Nms Capital Asset Management, Inc. other | Other | Jan 6, 2010 | Jun 2, 2010 (147 d) |
| Michael Alexander Nahass | Morgan Stanley wirehouse | Nms Capital Asset Management, Inc. other | Other | Jun 24, 2009 | Jun 29, 2010 (370 d) |
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7 moves match.