DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Harbor Investment Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Douglas M. HolthausJ.P. Morgan Securities LLC wirehouseHarbor Investment Advisory, LLC mixed wealthWirehouse to independent RIAJun 19, 2026Jun 23, 2026
Sean M SundellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHarbor Investment Advisory, LLC mixed wealthWirehouse to independent RIAFeb 17, 2026Mar 2, 2026
Ellen Marie PierceUBS Financial Services Inc. wirehouseHarbor Investment Advisory, LLC mixed wealthWirehouse to independent RIAJul 23, 2025Jul 7, 2025
Daniel Lawrence BakerKestra Advisory Services, LLC BD affiliatedHarbor Investment Advisory, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 18, 2022Nov 3, 2023 (623 d)
William Christopher SchadtyMorgan Stanley wirehouseHarbor Investment Advisory, LLC mixed wealthWirehouse to independent RIAFeb 7, 2020Feb 5, 2020
Scott Gaither HahnKestra Advisory Services, LLC BD affiliatedHarbor Investment Advisory, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAOct 1, 2018Oct 15, 2018
Megan Lee MullanT. Rowe Price Advisory Services, Inc. otherHarbor Investment Advisory, LLC otherOtherOct 30, 2017Oct 27, 2017
Elias D. PoeMorgan Stanley wirehouseHarbor Investment Advisory, LLC otherOtherOct 2, 2017Sep 29, 2017
Janet C MarquardtRaymond James Financial Services Advisors, Inc otherHarbor Investment Advisory, LLC otherOtherAug 4, 2017Jul 28, 2017
Paul Michael FoxMorgan Stanley wirehouseHarbor Investment Advisory, LLC otherOtherJul 31, 2017Jul 28, 2017
Jennifer Lowe WinslowMorgan Stanley wirehouseHarbor Investment Advisory, LLC otherOtherJul 31, 2017Jul 28, 2017
Arthur Patrick BoykinMorgan Stanley wirehouseHarbor Investment Advisory, LLC otherOtherJul 31, 2017Jul 28, 2017
Robert Earle LaubachWells Fargo Advisors wirehouseHarbor Investment Advisory, LLC otherOtherAug 26, 2016Feb 13, 2017 (171 d)
John Thomas HalleronUBS Financial Services Inc. wirehouseHarbor Investment Advisory, LLC otherOtherSep 22, 2015Sep 11, 2015
Charles Russell WardUBS Financial Services Inc. wirehouseHarbor Investment Advisory, LLC otherOtherSep 22, 2015Sep 11, 2015
James W CurranMorgan Stanley wirehouseHarbor Investment Advisory, LLC otherOtherMar 31, 2015Mar 20, 2015
Fremont James KnittleMorgan Stanley wirehouseHarbor Investment Advisory, LLC otherOtherMar 31, 2015Mar 23, 2015
Craig Lee MartinMorgan Stanley wirehouseHarbor Investment Advisory, LLC otherOtherMar 31, 2015Mar 23, 2015
Fred Cregan HillMorgan Stanley wirehouseHarbor Investment Advisory, LLC otherOtherJul 14, 2014Jul 9, 2014
Geoffrey Philipp BurroughsMorgan Stanley wirehouseHarbor Investment Advisory, LLC otherOtherApr 12, 2013Mar 28, 2013
R. Matthew Williams NovakDeutsche Bank Securities Inc. otherHarbor Investment Advisory, LLC otherOtherFeb 24, 2011Feb 15, 2011
Champe Seabury AndrewsDeutsche Bank Securities Inc. otherHarbor Investment Advisory, LLC otherOtherFeb 8, 2011Jan 19, 2011
Lisa Michell HowardDeutsche Bank Securities Inc. otherHarbor Investment Advisory, LLC otherOtherFeb 1, 2011Jan 19, 2011
Gregory Edward ParanzinoDeutsche Bank Securities Inc. otherHarbor Investment Advisory, LLC otherOtherFeb 1, 2011Jan 19, 2011
Stephen John KellyCredit Suisse Securities (USA) LLC otherHarbor Investment Advisory, LLC otherOtherJan 29, 2010Jan 22, 2010
Robert Wilmer BlackCredit Suisse Securities (USA) LLC otherHarbor Investment Advisory, LLC otherOtherJan 29, 2010Jan 22, 2010
Elizabeth BrennenDeutsche Bank Securities Inc. otherHarbor Investment Advisory, LLC otherOtherMar 6, 2006Jan 4, 2010 (1400 d)
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27 moves match.