DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Hazard & Siegel Advisory Services LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jason ShannonMML Investors Services, LLC BD affiliatedHazard & Siegel Advisory Services LLC otherOtherJun 17, 2026Aug 14, 2026 (58 d)
Thomas Murray SteffeyCadaret Grant & Co Inc BD affiliatedHazard & Siegel Advisory Services LLC otherOtherFeb 3, 2021Feb 10, 2021
Stephen Michael PolizziBlackridge Asset Management, LLC independent RIAHazard & Siegel Advisory Services LLC otherOtherJan 6, 2020May 14, 2021 (494 d)
Michael Paul PfeufferLPL Financial LLC BD affiliatedHazard & Siegel Advisory Services LLC otherOtherDec 2, 2019Feb 11, 2020 (71 d)
William Howard WoodLegend Advisory, LLC BD affiliatedHazard & Siegel Advisory Services LLC otherOtherOct 11, 2018Oct 1, 2025 (2547 d)
John Raymond DecrescenteNext Financial Group, Inc. independent RIAHazard & Siegel Advisory Services LLC otherOtherSep 6, 2018Oct 16, 2018 (40 d)
Clyde GoldbergRidgeway Conger Advisory Services otherHazard & Siegel Advisory Services LLC otherOtherApr 14, 2016May 14, 2021 (1856 d)
Peter Carroll WardRidgeway Conger Advisory Services otherHazard & Siegel Advisory Services LLC otherOtherDec 31, 2015Apr 4, 2016 (95 d)
Shane William GalinoLPL Financial LLC otherHazard & Siegel Advisory Services LLC otherOtherNov 23, 2015Nov 19, 2015
Bernard Anthony UngerCambridge Investment Research Advisors, Inc. otherHazard & Siegel Advisory Services LLC otherOtherJan 27, 2014Feb 11, 2014
Timothy John HoagMid Atlantic Financial Management, Inc. otherHazard & Siegel Advisory Services LLC otherOtherAug 1, 2013Sep 18, 2013 (48 d)
Heidi Linda RexfordVoya Financial Advisors, Inc. otherHazard & Siegel Advisory Services LLC otherOtherDec 31, 2012Jan 8, 2013
Benjamin DugganWall Street Financial Group, Inc otherHazard & Siegel Advisory Services LLC otherOtherMar 10, 2011Mar 3, 2014 (1089 d)
Alfred James FerontiWorld Capital Advisors, LLC otherHazard & Siegel Advisory Services LLC otherOtherDec 31, 2010Mar 14, 2016 (1900 d)
Michael Girard DelucaUSA Financial Securities LLC otherHazard & Siegel Advisory Services LLC otherOtherApr 30, 2010Jun 18, 2010 (49 d)
Jason Michael VendittiMorgan Stanley Dw Inc. unclassifiedHazard & Siegel Advisory Services LLC otherOtherJun 1, 2006Jul 24, 2017 (4071 d)
Anthony Michael RomantinoPnc Wealth Management otherHazard & Siegel Advisory Services LLC otherOtherJun 29, 2004Feb 1, 2021 (6061 d)
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17 moves match.