DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at C2 Private Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Curt David KnotickAsg Investment Management, LLC independent RIAC2 Private Wealth independent RIARIA to RIAMar 20, 2026Mar 17, 2026
Ethan James LaneAsg Investment Management, LLC independent RIAC2 Private Wealth independent RIARIA to RIAMar 20, 2026Mar 17, 2026
Lisa Rose MangeMorgan Stanley wirehouseC2 Private Wealth independent RIAWirehouse to independent RIAOct 20, 2023Oct 8, 2024 (354 d)
Jason Douglas MacleanAssetmark, Inc. BD affiliatedC2 Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2023Feb 21, 2023 (42 d)
Charleen Nicole MauneHantz Financial Services, Inc. independent RIAC2 Private Wealth independent RIARIA to RIAMar 21, 2022Jul 6, 2022 (107 d)
Alexandra Marie BogaczRichard W. Paul & Associates, LLC independent RIAC2 Private Wealth independent RIARIA to RIASep 1, 2021Jun 13, 2022 (285 d)
L Brian AthertonCharles Schwab & Co., Inc. national BDC2 Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJan 29, 2021Mar 12, 2021 (42 d)
Joshua Lee JacksonAe Wealth Management, LLC otherC2 Private Wealth independent RIAOtherJul 10, 2017Jan 11, 2023 (2011 d)
Kimberly Louise JamiesonCorecap Advisors otherC2 Private Wealth otherOtherOct 14, 2016Dec 21, 2016 (68 d)
Kirk Melbourne CassidyEnvision Investment Advisors, LLC unclassifiedC2 Private Wealth independent RIAOtherJul 17, 2009Jan 12, 2023 (4927 d)
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10 moves match.