DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Covenant
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Howard Oliphint | One Advocate Group independent RIA | Covenant independent RIA | RIA to RIA | Sep 14, 2021 | Jan 12, 2021 |
| David Richard Wallace | One Advocate Group independent RIA | Covenant independent RIA | RIA to RIA | Sep 14, 2021 | Jan 19, 2021 |
| George Venegas Pedraza | Wells Fargo Advisors wirehouse | Covenant independent RIA | Wirehouse to independent RIA | Nov 3, 2020 | Jan 13, 2021 (71 d) |
| Karl Joseph Eggerss | Eggerss Capital Management independent RIA | Covenant independent RIA | RIA to RIA | Dec 20, 2019 | Jun 7, 2019 |
| Shawn Trahill Morris | Eggerss Capital Management independent RIA | Covenant independent RIA | RIA to RIA | Dec 20, 2019 | Jun 10, 2019 |
| Terry Lee Langston | Eggerss Capital Management independent RIA | Covenant independent RIA | RIA to RIA | Dec 20, 2019 | Jun 7, 2019 |
| Casey Adam Keller | Eggerss Capital Management independent RIA | Covenant independent RIA | RIA to RIA | Dec 20, 2019 | Jun 4, 2019 |
| Raquel Renfro Lopez | Cartographer other | Covenant other | Other | Feb 18, 2015 | Mar 2, 2015 |
| Stefan Whitwell | Ameriprise Financial Services, LLC national BD | Covenant other | Other | Oct 8, 2014 | Dec 12, 2014 (65 d) |
| Thomas Edward Villalta | Stephen Jones Capital Management, Inc. other | Covenant other | Other | Sep 18, 2012 | Sep 20, 2012 |
| Thomas Curts Smith | Nfp Advisor Services, LLC other | Covenant other | Other | Jun 22, 2012 | Jun 13, 2012 |
| David William Nash | 1st Portfolio Wealth Advisors other | Covenant other | Other | Jun 7, 2012 | Jun 12, 2012 |
| John Glenn Keeton | J.P. Morgan Securities LLC wirehouse | Covenant other | Other | May 15, 2012 | Aug 14, 2013 (456 d) |
| Barron Dean Beal | True North Advisors, LLC other | Covenant other | Other | Apr 17, 2012 | May 7, 2012 |
| John Duggan Eadie | Ernst & Young Investment Advisers Llp no RAUM | Covenant other | Other | Jan 28, 2004 | Feb 19, 2010 (2214 d) |
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15 moves match.