DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tamar Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Owen KimLPL Enterprise, LLC BD affiliatedTamar Securities, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2025Sep 19, 2025
Andrew James ScottAmeritas Advisory Services, LLC BD affiliatedTamar Securities, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 29, 2025Sep 17, 2025 (50 d)
John Michael TownsendD.A. Davidson & Co. independent RIATamar Securities, LLC independent RIARIA to RIAApr 25, 2025Apr 30, 2025
Philip MostonOsaic Wealth, Inc. BD affiliatedTamar Securities, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 5, 2024Apr 28, 2025 (174 d)
Annalisa FloreAmi Asset Management Corp independent RIATamar Securities, LLC independent RIARIA to RIASep 11, 2024Sep 1, 2026 (720 d)
Kingsley WongNorthwestern Mutual Investment Services,LLC no RAUMTamar Securities, LLC independent RIAOtherAug 21, 2024Sep 16, 2024
Olivia Denise PayneMorton Wealth independent RIATamar Securities, LLC independent RIARIA to RIAApr 18, 2023Jun 1, 2023 (44 d)
Michael SternMML Investors Services, LLC BD affiliatedTamar Securities, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2021Jun 3, 2021
Hien TranJ.P. Morgan Securities LLC wirehouseTamar Securities, LLC independent RIAWirehouse to independent RIAApr 28, 2021Apr 27, 2021
David Abraham SirinTd Ameritrade Investment Management, LLC independent RIATamar Securities, LLC independent RIARIA to RIADec 3, 2020Dec 23, 2020
Javier Guztavo OrozcoMorgan Stanley wirehouseTamar Securities, LLC independent RIAWirehouse to independent RIAOct 15, 2019Sep 28, 2021 (714 d)
Eric John LecoursSilversage Advisors independent RIATamar Securities, LLC independent RIARIA to RIAJun 26, 2019Jul 24, 2019
Richard Allen MasonPrimerica Advisors national BDTamar Securities, LLC otherOtherFeb 20, 2018Feb 20, 2018
Amit Raz StavinskyOppenheimer & Co. Inc. otherTamar Securities, LLC otherOtherJul 1, 2010Jun 11, 2010
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14 moves match.