DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Desert Rose Capital Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alfredo AtencioEsi Financial Advisors independent RIADesert Rose Capital Management, Inc. independent RIARIA to RIAJun 25, 2026Jul 8, 2026
Steven Paul LifgrenNyfty Wealth unclassifiedDesert Rose Capital Management, Inc. independent RIAOtherDec 31, 2025Dec 1, 2025
Mark Gordon HuhtaBrookstone Wealth Advisors, LLC no RAUMDesert Rose Capital Management, Inc. independent RIAOtherApr 7, 2025Apr 2, 2025
Spencer William AndersonLegacy Wealth Management, LLC independent RIADesert Rose Capital Management, Inc. otherOtherMar 12, 2024Mar 14, 2024
Bo Leslie BrowerMML Investors Services, LLC BD affiliatedDesert Rose Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2023Dec 15, 2025 (715 d)
Valerie Rachelle CoffeyCharles Schwab & Co., Inc. national BDDesert Rose Capital Management, Inc. otherOtherSep 22, 2023Jan 2, 2024 (102 d)
Casey Ray MccurdyRedhawk Wealth Advisors, Inc. mixed wealthDesert Rose Capital Management, Inc. independent RIARIA to RIAJul 21, 2023Jan 1, 2025 (530 d)
Shaun Michael ClearwaterRedhawk Wealth Advisors, Inc. mixed wealthDesert Rose Capital Management, Inc. otherOtherJul 20, 2023Jul 24, 2023
Matthew Douglas WeinertClear Creek Financial Management, LLC independent RIADesert Rose Capital Management, Inc. asset managerOtherMay 10, 2022Jun 30, 2022 (51 d)
Sherika RallifordAmeriprise Financial Services, LLC national BDDesert Rose Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2022Sep 12, 2024 (881 d)
Colton Paul JacksonAspen Creek Wealth Management, LLC state registeredDesert Rose Capital Management, Inc. asset managerOtherDec 10, 2021Jan 13, 2022 (34 d)
Andrew Benjamin JonesThrivent Investment Management Inc. BD affiliatedDesert Rose Capital Management, Inc. asset managerOtherMar 31, 2021Jul 22, 2021 (113 d)
Nathaniel D StoddardWells Fargo Advisors wirehouseDesert Rose Capital Management, Inc. asset managerOtherApr 4, 2019Apr 12, 2019
Matthew H KoehlerMorgan Stanley wirehouseDesert Rose Capital Management, Inc. asset managerOtherJun 14, 2012May 30, 2012
Reuben Scott MasonBeacon Rock Investment Advisors unclassifiedDesert Rose Capital Management, Inc. asset managerOtherMar 14, 2011Mar 15, 2011
Kirk Alan StaffordMML Investors Services, LLC otherDesert Rose Capital Management, Inc. asset managerOtherDec 31, 2009Jul 19, 2010 (200 d)
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16 moves match.