DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Summit Global Investments, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shirley Si Cheng | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2026 | Jun 24, 2026 |
| Lina Kuang-Chan | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2026 | Jul 8, 2026 |
| Raymond Hao Wong | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2026 | Jul 9, 2026 |
| Ronald Edward Groves | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2026 | Aug 12, 2026 (56 d) |
| Lai Mui Chu | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2026 | Jun 22, 2026 |
| David Cheng | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2026 | Jun 24, 2026 |
| James Golden Moore | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Global Investments, LLC mixed wealth | Wirehouse to independent RIA | Apr 7, 2026 | Apr 7, 2026 |
| Jonathon Garrett Whitson | Equitable Advisors, LLC national BD | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2026 | Apr 10, 2026 (32 d) |
| Heather Marie Church | LPL Financial LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2025 | Dec 10, 2025 |
| Nathan Elijah De La Cruz | Allstate Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2025 | Mar 6, 2026 (168 d) |
| Jeremy Alan Nansen | Granite Wealth Advisors state registered | Summit Global Investments, LLC mixed wealth | Other | Apr 10, 2025 | Jun 6, 2025 (57 d) |
| Janet Lee | The Pacific Financial Group, Inc. independent RIA | Summit Global Investments, LLC mixed wealth | RIA to RIA | Dec 17, 2024 | Mar 31, 2025 (104 d) |
| Layne Curtis Jensen | Diversify Advisory Services, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Nov 20, 2024 |
| Robert Anthony Sale | Diversify Advisory Services, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Nov 13, 2024 |
| Christopher Layton Claridge | Diversify Advisory Services, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Nov 12, 2024 |
| Tommy Call Jensen | Diversify Advisory Services, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Nov 15, 2024 |
| Joseph Alan Turley | Public Safety Financial/Galloway independent RIA | Summit Global Investments, LLC mixed wealth | RIA to RIA | Oct 22, 2024 | Dec 5, 2025 (409 d) |
| Christopher Wayne Losey | Empower Advisory Group, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Aug 8, 2025 (297 d) |
| Danny Trane Webb | My Investment Advisor, Inc. unclassified | Summit Global Investments, LLC mixed wealth | Other | Sep 3, 2024 | May 28, 2024 |
| Lindsay Nelson | My Investment Advisor, Inc. unclassified | Summit Global Investments, LLC mixed wealth | Other | Sep 3, 2024 | May 28, 2024 |
| Mark Douglas Jones | My Investment Advisor, Inc. unclassified | Summit Global Investments, LLC mixed wealth | Other | Aug 27, 2024 | Aug 30, 2024 |
| Ryan Kartchner | Fidelity Personal And Workplace Advisors BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2024 | May 7, 2025 (265 d) |
| David William Peck | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 29, 2024 | Mar 27, 2025 (302 d) |
| Sylvain David Templeman | Independent Financial Group, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2024 | Sep 4, 2025 (492 d) |
| Suzy Giorgio | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2024 | May 14, 2024 |
| Travis Ray Christiansen | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2024 | Jul 15, 2024 (104 d) |
| Eric Peart Burton | Syntrinsic LLC other | Summit Global Investments, LLC mixed wealth | Other | Mar 21, 2024 | Apr 2, 2024 |
| Adam B Wright | Arete Wealth Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2024 | May 17, 2024 (102 d) |
| David Hartley Turley | Public Safety Financial/Galloway independent RIA | Summit Global Investments, LLC mixed wealth | RIA to RIA | Jan 30, 2024 | Feb 6, 2024 |
| Carilynn Lape | Fidelity Personal And Workplace Advisors BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2023 | Dec 18, 2023 |
| Paul Franklin Paxton | LPL Financial LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2023 | Nov 9, 2023 |
| Gretchen Ricker | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2023 | Jan 1, 2026 (793 d) |
| Kelly Anne Sauder | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2023 | Jan 5, 2024 (80 d) |
| Adam Griggs | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2023 | Jan 8, 2024 (91 d) |
| Dennis P Despres | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 | Nov 9, 2023 (34 d) |
| Richard Keith Brown | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2023 | Apr 7, 2025 (551 d) |
| Reed Armstrong Meyer | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Oct 11, 2023 |
| James Stewart Staats | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2023 | Oct 11, 2023 |
| Kerri Leigh Farren | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2023 | Jan 1, 2025 (462 d) |
| Joshua Curtis Ekola | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2023 | Jan 2, 2024 (98 d) |
| Weston S Cordon | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2023 | Sep 25, 2023 |
| Jody Ann Wilson | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2023 | Sep 22, 2023 |
| Marlow Lynn Felton | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2023 | Sep 14, 2023 |
| Christopher Philip Ervin | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2023 | Jan 22, 2025 (491 d) |
| Abraham Fitzsimmons | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2023 | Oct 20, 2023 (32 d) |
| Adam R Clark | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2023 | Sep 1, 2023 |
| Victoria E Martin | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2023 | Oct 11, 2023 |
| George Mcferren Kiebler | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2023 | Jan 1, 2026 (839 d) |
| Christopher Lee Felton | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2023 | Sep 11, 2023 |
| Thiensa T. Nguyen | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2023 | Sep 19, 2023 |
| Sherman Peters Jones | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2023 | Jan 1, 2025 (478 d) |
| Justin J. Wheeler | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | Aug 31, 2023 |
| Louis Christian Stradling | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2023 | Oct 4, 2023 |
| Agnes Carolyn Medina | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Sep 7, 2023 |
| Marlys Ann Nash | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Aug 25, 2023 |
| Boyd Jerod Pederson | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2023 | Jan 22, 2025 (513 d) |
| Sharalee Elizabeth Pederson | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2023 | Aug 25, 2023 |
| Amy Melissa Brown | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2023 | Aug 25, 2023 |
| Keith Milton Crogan | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2023 | Sep 19, 2023 (39 d) |
| Heidi Kay Clark | Transamerica Financial Advisors, LLC BD affiliated | Summit Global Investments, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2023 | Aug 9, 2023 |
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88 moves match.