DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Peachcap Tax & Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cameron White ParkhurstArkadios Wealth Advisors independent RIAPeachcap Tax & Advisory, LLC independent RIARIA to RIAMay 30, 2020Nov 12, 2020 (166 d)
John MateykoWorld Equity Group, Inc. BD affiliatedPeachcap Tax & Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 9, 2018Sep 28, 2018
Debbie Ann GandyKestra Private Wealth Services, LLC independent RIAPeachcap Tax & Advisory, LLC independent RIARIA to RIAAug 23, 2018Aug 31, 2018
Tom Abel PuentesKestra Private Wealth Services, LLC independent RIAPeachcap Tax & Advisory, LLC independent RIARIA to RIAMay 7, 2018Jul 2, 2019 (421 d)
Terry StoorCape Investment Advisory, Inc. otherPeachcap Tax & Advisory, LLC otherOtherNov 16, 2017Nov 15, 2017
Thomas H. RussellLPL Financial LLC otherPeachcap Tax & Advisory, LLC otherOtherSep 12, 2017Sep 19, 2017
Mark AxmacherGreat Valley Advisor Group, LLC otherPeachcap Tax & Advisory, LLC otherOtherJun 13, 2017Aug 4, 2017 (52 d)
Karen Dale HoltWells Fargo Advisors wirehousePeachcap Tax & Advisory, LLC otherOtherDec 1, 2016Nov 29, 2016
Matthew Daniel GoodwinMML Investors Services, LLC otherPeachcap Tax & Advisory, LLC otherOtherDec 7, 2015Jan 14, 2016 (38 d)
Eric Steven BurnetteInvestacorp Advisory Services Inc otherPeachcap Tax & Advisory, LLC otherOtherOct 16, 2015Aug 3, 2011
Robert Gerald GogginHaven Capital otherPeachcap Tax & Advisory, LLC otherOtherDec 11, 2014Oct 16, 2014
Page 1 of 1
11 moves match.