DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Innovative Investment Fiduciaries, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark William Sulpizio | Main Street Financial Life Advisors, LLC independent RIA | Innovative Investment Fiduciaries, LLC other | Other | Dec 31, 2021 | Mar 20, 2013 |
| Michele Girgenti | Wells Fargo Advisors wirehouse | Innovative Investment Fiduciaries, LLC no RAUM | Other | Apr 7, 2020 | May 18, 2020 (41 d) |
| Andrew May | Valic Financial Advisors, Inc. BD affiliated | Innovative Investment Fiduciaries, LLC no RAUM | Other | Mar 7, 2019 | Mar 22, 2019 |
| John Joseph Obrien | Brinker Capital Inc other | Innovative Investment Fiduciaries, LLC no RAUM | Other | Jan 2, 2018 | Apr 10, 2018 (98 d) |
| Theresa Ann Procida | Main Street Financial Life Advisors, LLC other | Innovative Investment Fiduciaries, LLC other | Other | Mar 25, 2015 | Mar 20, 2013 |
| Nicole Marie Offerman | Main Street Financial Life Advisors, LLC other | Innovative Investment Fiduciaries, LLC other | Other | Mar 25, 2015 | Mar 21, 2013 |
| Daniel Patrick Foley | Cetera Advisor Networks LLC other | Innovative Investment Fiduciaries, LLC no RAUM | Other | Mar 5, 2010 | Jul 1, 2014 (1579 d) |
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7 moves match.