DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Claro Advisors Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Porter Waitkevich | Concord Wealth Partners independent RIA | Claro Advisors Inc. independent RIA | RIA to RIA | Jun 1, 2026 | Jun 4, 2026 |
| Brett Darren Frascati | Dash Investments independent RIA | Claro Advisors Inc. independent RIA | RIA to RIA | Apr 10, 2026 | Jun 11, 2026 (62 d) |
| Jordan Meurrier Pedron | Ndvr independent RIA | Claro Advisors Inc. independent RIA | RIA to RIA | Mar 20, 2026 | Jan 2, 2026 |
| Braden Farley Osten | Ndvr independent RIA | Claro Advisors Inc. independent RIA | RIA to RIA | Mar 20, 2026 | Jan 7, 2026 |
| Anna Nicastro | Pension & Wealth Management Advisors independent RIA | Claro Advisors Inc. independent RIA | RIA to RIA | Jun 30, 2025 | Jul 10, 2025 |
| William Heron | Ameriprise Financial Services, LLC national BD | Claro Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2025 | Apr 29, 2025 |
| Nicholas Mannuel Desousa | Moneco Advisors independent RIA | Claro Advisors Inc. independent RIA | RIA to RIA | Jan 31, 2025 | Feb 3, 2025 |
| Heather Marie Canty | Twin Focus Capital Partners, LLC independent RIA | Claro Advisors Inc. independent RIA | RIA to RIA | Aug 19, 2024 | Oct 9, 2024 (51 d) |
| Brandon Thomas Franco | Morgan Stanley wirehouse | Claro Advisors Inc. independent RIA | Wirehouse to independent RIA | Jul 30, 2024 | Aug 2, 2024 |
| Rex Austin Berger | Focus Partners Wealth, LLC independent RIA | Claro Advisors Inc. independent RIA | RIA to RIA | Apr 4, 2023 | Feb 15, 2023 |
| Jared Joseph Gagne | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Claro Advisors Inc. independent RIA | Wirehouse to independent RIA | Nov 15, 2022 | Nov 17, 2022 |
| Michael John Cooney | Morgan Stanley wirehouse | Claro Advisors Inc. independent RIA | Wirehouse to independent RIA | Sep 28, 2022 | Jan 3, 2023 (97 d) |
| Samuel Joseph Diarbakerly | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Claro Advisors Inc. independent RIA | Wirehouse to independent RIA | Feb 23, 2022 | Feb 15, 2022 |
| Brandon Fink | Equitable Advisors, LLC national BD | Claro Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2021 | Sep 20, 2021 |
| Patrick Alfred Mcnamara | Morgan Stanley wirehouse | Claro Advisors Inc. independent RIA | Wirehouse to independent RIA | Nov 8, 2019 | Nov 21, 2019 |
| Paul M Litchfield | Ferris Capital, LLC other | Claro Advisors Inc. independent RIA | Other | Nov 9, 2017 | Mar 26, 2018 (137 d) |
| James William Abbott | Wells Fargo Advisors wirehouse | Claro Advisors Inc. other | Other | Oct 9, 2017 | Oct 16, 2017 |
| Michael Edward Mullin | Mem Capital Advisors unclassified | Claro Advisors Inc. other | Other | Dec 31, 2016 | Nov 23, 2016 |
| Stilson Noriyoshi Tomita | LPL Financial LLC other | Claro Advisors Inc. other | Other | Dec 7, 2016 | Nov 22, 2016 |
| Jennifer Collier Street | Corby Asset Management other | Claro Advisors Inc. other | Other | Sep 11, 2014 | Jul 1, 2014 |
| Dana Christian Rowen | Morgan Stanley wirehouse | Claro Advisors Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 16, 2012 | Feb 10, 2012 |
| Ryan Scott Belanger | Morgan Stanley wirehouse | Claro Advisors Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 14, 2012 | Jan 27, 2012 |
| Jeffrey K Corey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Claro Advisors Inc. independent RIA | Wirehouse to independent RIA | Nov 23, 2011 | Apr 4, 2018 (2324 d) |
| Michael John Kurkulonis | Morgan Stanley Dw Inc. unclassified | Claro Advisors Inc. other | Other | Jun 12, 2006 | Sep 26, 2012 (2298 d) |
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24 moves match.