DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Coburn & Meredith, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Stanton Focht Weissenborn	Janney Montgomery Scott LLC BD affiliated	Coburn & Meredith, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Dec 23, 2019	Jan 15, 2020
Andrew Seymour Adil	MML Investors Services, LLC other	Coburn & Meredith, Inc. other	Other	Jun 28, 2017	Oct 26, 2017 (120 d)
David Ross Neal	Morgan Stanley wirehouse	Coburn & Meredith, Inc. other	Other	Sep 15, 2015	Sep 17, 2015
Douglas Michael Turner	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Coburn & Meredith, Inc. other	Other	Sep 9, 2015	Sep 17, 2015
Bernard Gerard Sandford	Winslow, Evans & Crocker, Inc. other	Coburn & Meredith, Inc. other	Other	Oct 12, 2012	Nov 8, 2012
Joseph Terence Covill	Next Financial Group, Inc. other	Coburn & Meredith, Inc. other	Other	Aug 30, 2011	Aug 30, 2011
Scott Albert Grebenstein	M&T Securities, Inc. unclassified	Coburn & Meredith, Inc. other	Other	Feb 17, 2010	Aug 31, 2010 (195 d)
Eleanor Hawkins Maguire	Capital Guardian Trust Company other	Coburn & Meredith, Inc. other	Other	Dec 31, 2009	Feb 23, 2010 (54 d)
Nancy Barton Fellinger	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Coburn & Meredith, Inc. other	Other	Apr 7, 2009	Apr 7, 2009
Robert Edward Mulhaul	Janney Montgomery Scott LLC other	Coburn & Meredith, Inc. other	Other	Aug 7, 2008	Aug 7, 2008
Stephen Michael Bearce	Citigroup Global Markets Inc. other	Coburn & Meredith, Inc. other	Other	Jun 29, 2007	Jun 29, 2007
Carl Martin Trevisan	Citigroup Global Markets Inc. other	Coburn & Meredith, Inc. other	Other	Apr 25, 2007	Nov 9, 2007 (198 d)
Laurie Blackburn	Morgan Stanley Dw Inc. unclassified	Coburn & Meredith, Inc. other	Other	Aug 29, 2005	Mar 1, 2006 (184 d)
Robert John Conaty	Wells Fargo Advisors wirehouse	Coburn & Meredith, Inc. other	Other	May 13, 2005	May 7, 2007 (724 d)
Jeffrey Stephen Mchale	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Coburn & Meredith, Inc. other	Other	Nov 22, 2004	Feb 7, 2008 (1172 d)
Graham Jules Chevry	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Coburn & Meredith, Inc. other	Other	Nov 22, 2004	Feb 7, 2008 (1172 d)
Shawn Patrick Mclaughlin	Legg Mason Wood Walker, Incorporated unclassified	Coburn & Meredith, Inc. other	Other	Nov 12, 2003	Jan 8, 2008 (1518 d)
Edwin Theodore Safir	Legg Mason Wood Walker, Incorporated unclassified	Coburn & Meredith, Inc. other	Other	Nov 12, 2003	Nov 12, 2003
James Alan Cutler	Prudential Equity Group, LLC unclassified	Coburn & Meredith, Inc. other	Other	Dec 11, 2002	Feb 12, 2003 (63 d)

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19 moves match.