DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Swmg, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Clifton Francis | Hfg Wealth Management, LLC independent RIA | Swmg, LLC independent RIA | RIA to RIA | Aug 7, 2026 | Jun 5, 2026 |
| Christopher Wren Coates | Blakeslee & Blakeslee Financial Advisers Inc. independent RIA | Swmg, LLC independent RIA | RIA to RIA | Jul 13, 2026 | Jul 8, 2026 |
| James Larkin Braxton | Thrivent Investment Management Inc. BD affiliated | Swmg, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2026 | Sep 10, 2026 (140 d) |
| Joel Robert Galloway | Fisher Investments independent RIA | Swmg, LLC independent RIA | RIA to RIA | Nov 13, 2024 | Sep 10, 2026 (666 d) |
| Stewart Bruce Leafblad | Beacon Pointe Advisors, LLC independent RIA | Swmg, LLC independent RIA | RIA to RIA | Apr 3, 2023 | Sep 20, 2023 (170 d) |
| Brian Michael Keller | Edward Jones national BD | Swmg, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2021 | May 26, 2026 (1919 d) |
| Kelly Nicole Buchfink | First Command Advisory Services other | Swmg, LLC independent RIA | Other | Dec 6, 2017 | Jul 14, 2018 (220 d) |
| Joshua William Strittmatter | Collaborative Wealth other | Swmg, LLC independent RIA | Other | Nov 6, 2013 | Mar 7, 2013 |
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8 moves match.