DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Trutoro
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jim Donald Leonard | Avantax Advisory Services BD affiliated | Trutoro independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Jan 5, 2021 |
| Garret Benson | Park Avenue Securities LLC BD affiliated | Trutoro independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2020 | Jun 22, 2020 |
| Marshall David Butler | Park Avenue Securities LLC BD affiliated | Trutoro independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2020 | Apr 21, 2020 |
| Kenneth C. Kincade | World Trend Financial Planning Services, Ltd. independent RIA | Trutoro independent RIA | RIA to RIA | Dec 31, 2019 | May 27, 2020 (148 d) |
| Terry Lucas Minton | Avantax Advisory Services BD affiliated | Trutoro independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2019 | Nov 7, 2019 |
| Daniel Lucas Dickerson | Allstate Financial Advisors, LLC BD affiliated | Trutoro independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2018 | Jun 29, 2018 |
| Ronald Herbert Bruton | Creativeone Securities, LLC BD affiliated | Trutoro independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2017 | Dec 5, 2019 (704 d) |
| Michael John Brandone | Simplyria Advisor Network other | Trutoro independent RIA | Other | Jul 19, 2017 | Jul 13, 2017 |
| Townsend Phillip Phipps | Next Financial Group, Inc. other | Trutoro independent RIA | Other | Nov 8, 2016 | Nov 7, 2016 |
| Michael Anthony Millard | Bancwest Investment Services, Inc. (Bwis) other | Trutoro independent RIA | Other | Sep 21, 2016 | Jan 26, 2018 (492 d) |
| John-Paul Davis | Lifemark Securities Corp. other | Trutoro independent RIA | Other | Apr 28, 2016 | Apr 26, 2016 |
| Bradley Thomas Goss | Lifemark Securities Corp. other | Trutoro independent RIA | Other | Apr 28, 2016 | Apr 27, 2016 |
| Jeffrey Scott Fountain | Fountain Financial & Tax Services Inc. unclassified | Trutoro independent RIA | Other | Nov 5, 2014 | Nov 6, 2014 |
| Gary Thomas Seibel | St. Bernard Financial Services, Inc. other | Trutoro independent RIA | Other | Aug 21, 2014 | Aug 20, 2014 |
| Mitchum Wilhite Tapson | St. Bernard Financial Services, Inc. other | Trutoro independent RIA | Other | Aug 18, 2014 | Aug 18, 2014 |
| Rebecca Gail Murdoch | St. Bernard Financial Services, Inc. other | Trutoro independent RIA | Other | Aug 5, 2014 | Aug 5, 2014 |
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16 moves match.