DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sequoia Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven Robert CherryMorgan Stanley wirehouseSequoia Wealth Management, LLC independent RIAWirehouse to independent RIAMar 2, 2020Mar 27, 2020
Cheryl Patricia JanikAdvantage Investment Management, LLC independent RIASequoia Wealth Management, LLC independent RIARIA to RIAOct 2, 2019Oct 1, 2019
Renee Louise DietzAdvantage Investment Management, LLC independent RIASequoia Wealth Management, LLC independent RIARIA to RIAOct 2, 2019Oct 1, 2019
Mark J SommervilleLPL Financial LLC BD affiliatedSequoia Wealth Management, LLC otherOtherSep 18, 2019Feb 17, 2015
Theodore K BuckleyLPL Financial LLC BD affiliatedSequoia Wealth Management, LLC otherOtherSep 18, 2019Feb 25, 2015
Joseph Peter VelezLPL Financial LLC independent RIASequoia Wealth Management, LLC otherOtherMay 21, 2018Mar 20, 2015
Eric Anthony MeskoWaddell & Reed otherSequoia Wealth Management, LLC otherOtherJul 20, 2017Jul 17, 2017
Alexis Paul RiveraEquitable Advisors, LLC national BDSequoia Wealth Management, LLC otherOtherMay 3, 2017Jun 16, 2017 (44 d)
Anthony Joseph BaldassanoRetirement Matters, Inc. state registeredSequoia Wealth Management, LLC independent RIAOtherMar 14, 2017Mar 18, 2019 (734 d)
Keith Brian MooneyLPL Financial LLC otherSequoia Wealth Management, LLC no RAUMOtherOct 28, 2015Dec 19, 2014
Joseph Andrew LyonsLPL Financial LLC otherSequoia Wealth Management, LLC no RAUMOtherOct 28, 2015Dec 19, 2014
Charles Phillip MelkaLevel Four Advisory Services otherSequoia Wealth Management, LLC otherOtherAug 10, 2015Jul 24, 2015
Torsten SaileLPL Financial LLC otherSequoia Wealth Management, LLC no RAUMOtherMar 20, 2015Dec 9, 2014
Charles Richardson IeuterNew England Securities Corporation otherSequoia Wealth Management, LLC no RAUMOtherDec 22, 2014Dec 19, 2014
Christopher Michael ConmyAusdal Financial Partners, Inc. otherSequoia Wealth Management, LLC no RAUMOtherDec 4, 2014Dec 4, 2014
Andrew George PalomoAusdal Financial Partners, Inc. otherSequoia Wealth Management, LLC no RAUMOtherDec 4, 2014Dec 4, 2014
Brian MuehrckeAusdal Financial Partners, Inc. otherSequoia Wealth Management, LLC no RAUMOtherDec 4, 2014Dec 22, 2014
Phillip Edward BattinSecurian Financial Services, Inc. otherSequoia Wealth Management, LLC no RAUMOtherOct 27, 2014Oct 24, 2014
Timothy Edward O'DonnellSecurian Financial Services, Inc. otherSequoia Wealth Management, LLC no RAUMOtherSep 18, 2013Jan 16, 2015 (485 d)
Gene Taylor HiserSecurian Financial Services, Inc. otherSequoia Wealth Management, LLC independent RIAOtherSep 30, 2010May 10, 2018 (2779 d)
Edward Vernon ScobyRobert W. Baird & Co. Incorporated otherSequoia Wealth Management, LLC otherOtherMay 26, 2010Mar 20, 2015 (1759 d)
David Lawrence AndrewsJ.P. Morgan Securities LLC wirehouseSequoia Wealth Management, LLC otherOtherMay 3, 2010Mar 20, 2015 (1782 d)
Robert Dennis LymanAssociated Planners Investment Advisory Inc unclassifiedSequoia Wealth Management, LLC no RAUMOtherOct 13, 2009Oct 6, 2014 (1819 d)
Lisa P ZarkinSterling Portfolio Allocation Service Inc unclassifiedSequoia Wealth Management, LLC otherOtherDec 31, 2002May 9, 2017 (5243 d)
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24 moves match.