DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Advisors' Pride Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy James Stoller | LPL Financial LLC BD affiliated | Advisors' Pride Inc. no RAUM | Other | Oct 3, 2023 | Oct 29, 2014 |
| Graig Stettner | LPL Financial LLC BD affiliated | Advisors' Pride Inc. no RAUM | Other | Oct 3, 2023 | Oct 29, 2014 |
| Brian Keith Dow | Edward Jones national BD | Advisors' Pride Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Sep 7, 2022 |
| Seth David Gerber | LPL Financial LLC independent RIA | Advisors' Pride Inc. independent RIA | RIA to RIA | Jul 8, 2022 | Jul 22, 2022 |
| Andrew J Klein | MML Investors Services, LLC BD affiliated | Advisors' Pride Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2021 | May 6, 2021 |
| Jean-Paul Anthony Aime | MML Investors Services, LLC BD affiliated | Advisors' Pride Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2021 | May 10, 2021 |
| Jason Philip Weier | Cetera Investment Advisers LLC BD affiliated | Advisors' Pride Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2020 | Oct 14, 2020 |
| Jeanann M Kramer | Edward Jones national BD | Advisors' Pride Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2020 | Jul 24, 2020 |
| Shannon Christy Foreman | Bmo Harris Financial Advisors, Inc BD affiliated | Advisors' Pride Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2020 | Jan 27, 2020 |
| Tamela Jean Sperr | Strategic Wealth Group independent RIA | Advisors' Pride Inc. independent RIA | RIA to RIA | Sep 9, 2019 | Aug 30, 2019 |
| Justin Scott Dumke | Granite Financial Group independent RIA | Advisors' Pride Inc. independent RIA | RIA to RIA | May 7, 2019 | May 9, 2019 |
| Justin John Zoromski | Great Valley Advisor Group, LLC independent RIA | Advisors' Pride Inc. independent RIA | RIA to RIA | May 6, 2019 | May 21, 2019 |
| Bart Matthew Landsverk | Huntington Financial Advisors BD affiliated | Advisors' Pride Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2019 | Mar 8, 2019 |
| Ronald Perez Palanca | LPL Financial LLC independent RIA | Advisors' Pride Inc. other | Other | Jan 28, 2019 | Sep 22, 2016 |
| Erin Nicole Laukhuf | Cetera Investment Advisers LLC other | Advisors' Pride Inc. independent RIA | Other | Feb 21, 2018 | Apr 12, 2018 (50 d) |
| Michael George Kitzman | Investment Centers Of America, Inc. other | Advisors' Pride Inc. independent RIA | Other | Feb 20, 2018 | Oct 17, 2019 (604 d) |
| Eric Dale Hall | Sii Investments, Inc. BD affiliated | Advisors' Pride Inc. other | Other | Feb 14, 2018 | Feb 23, 2018 |
| David Houghton Wood | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Advisors' Pride Inc. independent RIA | Other | Dec 1, 2017 | Mar 11, 2022 (1561 d) |
| Scott Carl Wauters | Bmo Harris Financial Advisors, Inc other | Advisors' Pride Inc. other | Other | Nov 20, 2017 | Dec 7, 2017 |
| Luther John Hagen | LPL Financial LLC other | Advisors' Pride Inc. other | Other | May 9, 2017 | Jan 24, 2017 |
| Mark Mclain Reichow | Great Valley Advisor Group, LLC other | Advisors' Pride Inc. other | Other | Dec 15, 2015 | Feb 3, 2017 (416 d) |
| Mark T Lampereur | Associated Investment Services, Inc. other | Advisors' Pride Inc. other | Other | Jul 1, 2015 | Feb 26, 2016 (240 d) |
| Timothy Ryan Sielschott | Edward Jones national BD | Advisors' Pride Inc. other | Other | Mar 13, 2012 | Jun 2, 2016 (1542 d) |
| Susan Leighton Jansen | Baker Tilly Investment Advisors other | Advisors' Pride Inc. no RAUM | Other | Dec 31, 2011 | Oct 29, 2014 (1033 d) |
| Adam Christopher Mason | Equitable Advisors, LLC national BD | Advisors' Pride Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 18, 2010 | Oct 29, 2014 (1472 d) |
| Irene Marie Vilonalabonne | Mutual Service Corporation unclassified | Advisors' Pride Inc. other | Other | Sep 8, 2009 | Nov 3, 2015 (2247 d) |
| Kurtis Scott Hagemann | Wells Fargo Advisors wirehouse | Advisors' Pride Inc. other | Other | Sep 10, 2008 | May 31, 2016 (2820 d) |
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27 moves match.