DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at One Wealth Map, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Joseph Kathol | Advisor Share Wealth Management, LLC independent RIA | One Wealth Map, LLC independent RIA | RIA to RIA | Apr 1, 2025 | Apr 14, 2025 |
| Christopher M Wurst | Rubinbrown Advisors LLC independent RIA | One Wealth Map, LLC independent RIA | RIA to RIA | Feb 17, 2025 | Mar 5, 2025 |
| Patrick J Weber | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | One Wealth Map, LLC independent RIA | Wirehouse to independent RIA | Sep 20, 2024 | Jan 22, 2026 (489 d) |
| Lynne Ann Witmer | Southport Capital independent RIA | One Wealth Map, LLC no RAUM | Other | May 16, 2022 | Jan 5, 2015 |
| Roger Alan Nicholls | Arbor Point Advisors BD affiliated | One Wealth Map, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2021 | May 26, 2021 |
| Denise L Heimel | Charles Schwab & Co., Inc. national BD | One Wealth Map, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2021 | Jun 9, 2021 (49 d) |
| Kofi Sakyi | Td Ameritrade, Inc. no RAUM | One Wealth Map, LLC independent RIA | Other | Jan 11, 2021 | Jun 9, 2021 (149 d) |
| Paolo Gabrielli Kipping Torres | Ameriprise Financial Services, LLC national BD | One Wealth Map, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2019 | Jan 26, 2021 (487 d) |
| Amanda Elise Devilbiss Fuller | Voya Financial Advisors, Inc. BD affiliated | One Wealth Map, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2018 | May 30, 2019 (245 d) |
| Jordan Bradford Peterson | Edward Jones national BD | One Wealth Map, LLC no RAUM | Other | Feb 1, 2018 | Nov 7, 2018 (279 d) |
| J Todd Keffury | UBS Financial Services Inc. wirehouse | One Wealth Map, LLC no RAUM | Other | Feb 10, 2017 | Oct 22, 2018 (619 d) |
| Marianne Rice Reeves | Investors Capital Advisory other | One Wealth Map, LLC no RAUM | Other | Oct 3, 2016 | Aug 25, 2015 |
| Kevin Dauphinee | Cathay Consultants Ltd. unclassified | One Wealth Map, LLC no RAUM | Other | Apr 11, 2016 | Aug 25, 2015 |
| Kenneth None Himmler | Integrated Asset Management, LLC other | One Wealth Map, LLC no RAUM | Other | Dec 23, 2015 | Aug 27, 2014 |
Page 1 of 1
14 moves match.