DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Personal Wealth Partners LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Laura MortonCx Institutional, LLC independent RIAPersonal Wealth Partners LLC independent RIARIA to RIAApr 30, 2025May 2, 2022
Brian Anthony JamesCx Institutional, LLC independent RIAPersonal Wealth Partners LLC independent RIARIA to RIAFeb 23, 2024May 3, 2022
Benjamin Keith StreeterCx Institutional, LLC independent RIAPersonal Wealth Partners LLC independent RIARIA to RIAOct 23, 2023May 2, 2022
William Gregory ChrismanCx Institutional, LLC independent RIAPersonal Wealth Partners LLC independent RIARIA to RIAMay 1, 2023May 2, 2022
Thomas Andrew KnippaCxi Advisors, LLC mixed wealthPersonal Wealth Partners LLC independent RIARIA to RIASep 22, 2020May 2, 2022 (587 d)
Brittany TraubAmeriprise Financial Services, LLC national BDPersonal Wealth Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 6, 2019Sep 20, 2019
Ruth MillerWealth Enhancement Advisory Services, LLC BD affiliatedPersonal Wealth Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2019Feb 6, 2019
Michael Paul PoissantH. Beck, Inc. otherPersonal Wealth Partners LLC otherOtherDec 15, 2017Mar 22, 2018 (97 d)
Marissa Mccleary KlaersH. Beck, Inc. otherPersonal Wealth Partners LLC otherOtherDec 15, 2017Mar 22, 2018 (97 d)
Matthew James QuinnLPL Financial LLC otherPersonal Wealth Partners LLC otherOtherDec 23, 2016May 18, 2016
Gary Dean RybergAdvice And Planning Services otherPersonal Wealth Partners LLC otherOtherSep 2, 2015Mar 22, 2016 (202 d)
Susan Gay IsaacsonLPL Financial LLC otherPersonal Wealth Partners LLC otherOtherJun 11, 2013Feb 16, 2016 (980 d)
Steven Joseph SchoederWoodbury Financial Services, Inc. otherPersonal Wealth Partners LLC independent RIAOtherSep 28, 2011Jan 4, 2021 (3386 d)
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13 moves match.