DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at National Wealth Management Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ronna De La Cruz LaoRaymond James Financial Services Advisors, Inc BD affiliatedNational Wealth Management Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 9, 2026May 28, 2026 (108 d)
Vincent ValerianoWells Fargo Advisors wirehouseNational Wealth Management Group, LLC independent RIAWirehouse to independent RIASep 26, 2025Sep 22, 2025
Philip Michael ValerianoWells Fargo Advisors wirehouseNational Wealth Management Group, LLC independent RIAWirehouse to independent RIASep 18, 2025Sep 22, 2025
Matthew E HeitmanFi3 Financial Advisors, LLC independent RIANational Wealth Management Group, LLC independent RIARIA to RIAJul 31, 2025Jul 31, 2025
Jon Patrick EwingMML Investors Services, LLC BD affiliatedNational Wealth Management Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 14, 2022Dec 8, 2022
Brent Michael GarganoUBS Financial Services Inc. wirehouseNational Wealth Management Group, LLC independent RIAWirehouse to independent RIAAug 26, 2022Aug 5, 2022
Noah Paul HensonMML Investors Services, LLC BD affiliatedNational Wealth Management Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2021Aug 12, 2021
Mark Anthony GarganoDynamic independent RIANational Wealth Management Group, LLC independent RIARIA to RIAJul 1, 2019May 22, 2025 (2152 d)
James K LewisLPL Financial LLC independent RIANational Wealth Management Group, LLC independent RIARIA to RIAFeb 8, 2019Mar 29, 2019 (49 d)
Claire Delaney HartCuna Brokerage Services, Inc. mixed wealthNational Wealth Management Group, LLC independent RIARIA to RIANov 8, 2018Aug 12, 2019 (277 d)
Kaleb BakerLPL Financial LLC otherNational Wealth Management Group, LLC otherOtherOct 20, 2016Oct 20, 2016
Christopher A CarboneLPL Financial LLC otherNational Wealth Management Group, LLC no RAUMOtherSep 8, 2016Jan 5, 2016
Benjamin James JonesLPL Financial LLC otherNational Wealth Management Group, LLC no RAUMOtherSep 7, 2016Jul 6, 2015
Jason Edward MoorePnc Wealth Management otherNational Wealth Management Group, LLC no RAUMOtherOct 28, 2015Oct 23, 2015
Donald Michael BatemanDawson James Asset Management, Inc. state registeredNational Wealth Management Group, LLC no RAUMOtherFeb 15, 2013Jan 5, 2016 (1054 d)
Richard L MossPnc Wealth Management otherNational Wealth Management Group, LLC independent RIAOtherDec 19, 2011Sep 3, 2020 (3181 d)
Lisa J GerardiAmeriprise Financial Services, LLC national BDNational Wealth Management Group, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 23, 2009Mar 23, 2016 (2312 d)
Katherine Jo PetrelliInvestment Advisors International, Inc. unclassifiedNational Wealth Management Group, LLC no RAUMOtherDec 10, 2008Jan 13, 2016 (2590 d)
Vivienne Karin SchleuInvestment Advisors International, Inc. unclassifiedNational Wealth Management Group, LLC no RAUMOtherMay 30, 2008May 18, 2015 (2544 d)
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19 moves match.