DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at M1 Advisory

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael J MasonMorgan Stanley wirehouseM1 Advisory no RAUMOtherJun 10, 2025Aug 15, 2025 (66 d)
Jacob William WalkerRaymond James Financial Services Advisors, Inc BD affiliatedM1 Advisory no RAUMOtherMar 14, 2024Jul 23, 2024 (131 d)
Nicholas Nmn DalmasoSound Capital Solutions LLC no RAUMM1 Advisory no RAUMOtherSep 15, 2023Dec 22, 2020
Charlotte HalmoCarson Advisory Group independent RIAM1 Advisory no RAUMOtherApr 12, 2023Apr 18, 2023
Brandon Louis NguyenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseM1 Advisory no RAUMOtherJan 10, 2023Jan 20, 2023
John Michael O'ConnorLincoln Investment BD affiliatedM1 Advisory no RAUMOtherJun 2, 2021Dec 17, 2021 (198 d)
Jing G KesslerWells Fargo Advisors wirehouseM1 Advisory no RAUMOtherFeb 24, 2021Mar 2, 2021
Gabriela ContrerasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseM1 Advisory no RAUMOtherFeb 19, 2021Feb 24, 2021
Kwami AustinAdvice And Planning Services BD affiliatedM1 Advisory no RAUMOtherNov 13, 2020Mar 18, 2026 (1951 d)
Emiliano Rios CabanWealthfront Advisers LLC independent RIAM1 Advisory no RAUMOtherMay 7, 2018Nov 7, 2019 (549 d)
Nicholas Nmn DalmasoDestra Capital Advisors LLC otherM1 Advisory no RAUMOtherJan 4, 2011Oct 2, 2015 (1732 d)
Page 1 of 1
11 moves match.