DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Saturna Capital Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alex IonescuThrivent Investment Management Inc. BD affiliatedSaturna Capital Corporation asset managerOtherSep 8, 2025Nov 14, 2025 (67 d)
Marybeth E SwisherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSaturna Capital Corporation asset managerOtherDec 3, 2024Jun 2, 2025 (181 d)
Samar TariqJ.P. Morgan Securities LLC wirehouseSaturna Capital Corporation asset managerOtherOct 7, 2023Nov 3, 2023
Haitham Al-SayedWahed mixed wealthSaturna Capital Corporation asset managerOtherApr 27, 2023Sep 27, 2023 (153 d)
Daniel Yung KimBlackcrane Capital asset managerSaturna Capital Corporation asset managerOtherMar 6, 2023Nov 28, 2023 (267 d)
Brandon BalaziAstor Investment Management LLC mixed wealthSaturna Capital Corporation asset managerOtherFeb 15, 2023Apr 10, 2026 (1150 d)
John Alfred CorrieriSecurities America Advisors, Inc. BD affiliatedSaturna Capital Corporation asset managerOtherMar 18, 2020Dec 20, 2021 (642 d)
Gus Olaf GrefthenEdward Jones national BDSaturna Capital Corporation asset managerOtherDec 11, 2018Dec 19, 2022 (1469 d)
Sameer Syed SarmastJ.P. Morgan Securities LLC wirehouseSaturna Capital Corporation asset managerOtherSep 20, 2018Dec 24, 2021 (1191 d)
Haitham Al-SayedAdvice And Planning Services otherSaturna Capital Corporation otherOtherApr 19, 2016Aug 11, 2016 (114 d)
Patrick Tierney DrumUBS Financial Services Inc. wirehouseSaturna Capital Corporation asset managerOtherOct 8, 2014Sep 30, 2022 (2914 d)
Azita L SimlerLPL Financial LLC otherSaturna Capital Corporation otherOtherJan 17, 2013Jan 11, 2013
Syed Mohammed Ali FarooqB. C. Ziegler And Company otherSaturna Capital Corporation otherOtherMar 1, 2010Jan 4, 2012 (674 d)
John D ScottMorgan Stanley wirehouseSaturna Capital Corporation otherOtherDec 21, 2009Apr 4, 2012 (835 d)
Owaiz M DadabhoyWells Fargo Investments, LLC unclassifiedSaturna Capital Corporation otherOtherJul 21, 2008Jan 3, 2012 (1261 d)
Robert Charles VirdenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSaturna Capital Corporation otherOtherJun 6, 2006Jan 23, 2007 (231 d)
Monem Abdul SalamMorgan Stanley Dw Inc. unclassifiedSaturna Capital Corporation otherOtherJun 5, 2003Nov 17, 2009 (2357 d)
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17 moves match.