DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Carlson Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Richard FenclGrandview Delight, LLC independent RIACarlson Capital Management, LLC independent RIARIA to RIADec 3, 2024Jan 23, 2025 (51 d)
Lucas Jon PetersonNottingham Wealth Partners, Inc. independent RIACarlson Capital Management, LLC independent RIARIA to RIAFeb 29, 2024Apr 18, 2024 (49 d)
Elizabeth Lee EnglandWhite Oaks Wealth Advisors, Inc. independent RIACarlson Capital Management, LLC independent RIARIA to RIADec 31, 2023Mar 22, 2024 (82 d)
Robert Paul BernardFisher Investments independent RIACarlson Capital Management, LLC independent RIARIA to RIAAug 9, 2023Oct 5, 2023 (57 d)
David Alan WebbJnba Financial Advisors, LLC independent RIACarlson Capital Management, LLC independent RIARIA to RIAMay 1, 2023Oct 5, 2023 (157 d)
Steven Yateka TeckerSummit Wealth Advocates, LLC independent RIACarlson Capital Management, LLC independent RIARIA to RIAMar 31, 2023Apr 6, 2023
Aaron Michael KleinBrighton Jones LLC independent RIACarlson Capital Management, LLC independent RIARIA to RIAJan 31, 2023Mar 13, 2023 (41 d)
Turner Lee StormThrivent Investment Management Inc. BD affiliatedCarlson Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2022Jun 1, 2023 (237 d)
Andrew Kenneth OwenLsb Wealth Management independent RIACarlson Capital Management, LLC independent RIARIA to RIAJun 18, 2021Nov 27, 2023 (892 d)
David M SayersGrandview Delight, LLC independent RIACarlson Capital Management, LLC independent RIARIA to RIAMar 19, 2021Jul 22, 2021 (125 d)
Nicholas KrakoskyEdward Jones national BDCarlson Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2020Jan 28, 2020
Brent LangeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCarlson Capital Management, LLC independent RIAWirehouse to independent RIADec 3, 2019Jan 28, 2020 (56 d)
Omer AbramovichAffiance Financial LLC independent RIACarlson Capital Management, LLC independent RIARIA to RIAMar 28, 2019May 3, 2019 (36 d)
Valerie Ann Thomas RuthCliftonlarsonallen Wealth Advisors, LLC BD affiliatedCarlson Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 1, 2018Nov 29, 2018
Camila Kundele PetersonBergankdv Wealth Management, LLC otherCarlson Capital Management, LLC independent RIAOtherJul 25, 2018Aug 21, 2018
Andreas James ScottTotal Wealth Advisors, LLC independent RIACarlson Capital Management, LLC otherOtherSep 6, 2016Oct 14, 2016 (38 d)
James Michael YaworskiAmeriprise Financial Services, LLC national BDCarlson Capital Management, LLC otherOtherJun 24, 2016Jun 9, 2016
Abra Sue KramasAssociated Investment Services, Inc. otherCarlson Capital Management, LLC independent RIAOtherJan 21, 2014Aug 26, 2021 (2774 d)
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18 moves match.