DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sfg Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Faisal Magsi | Prostatis Financial Advisors Group independent RIA | Sfg Wealth Management independent RIA | RIA to RIA | Aug 26, 2022 | Oct 17, 2022 (52 d) |
| Joseph John Dellisanti | LPL Financial LLC BD affiliated | Sfg Wealth Management no RAUM | Other | Dec 10, 2021 | Dec 16, 2016 |
| Tyler Jones Miles | Commonwealth Financial Network national BD | Sfg Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2021 | Mar 25, 2022 (268 d) |
| William Judson Sokol | The L. Warner Companies, Inc independent RIA | Sfg Wealth Management independent RIA | RIA to RIA | May 27, 2021 | May 7, 2021 |
| Nicholas Molite | M&T Securities, Inc. unclassified | Sfg Wealth Management independent RIA | Other | May 23, 2018 | May 10, 2018 |
| Christopher James Casner | Jemma Financial Services other | Sfg Wealth Management other | Other | Dec 4, 2017 | Dec 4, 2017 |
| Shaun Michael Blakeslee | Pnc Wealth Management other | Sfg Wealth Management other | Other | Jun 30, 2017 | Jun 26, 2017 |
| Humberto Edmundo Moreno | LPL Financial LLC other | Sfg Wealth Management no RAUM | Other | Apr 5, 2017 | Dec 16, 2016 |
| Timothy William Carne | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sfg Wealth Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Apr 24, 2012 | Dec 16, 2016 (1697 d) |
| Michael Loyd Crabb | Edward Jones national BD | Sfg Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 3, 2012 | Dec 16, 2016 (1778 d) |
| William Robert Swartz | John Hancock Investment Management LLC other | Sfg Wealth Management other | Other | Dec 15, 2009 | Nov 2, 2017 (2879 d) |
| Joseph Craig Conroy | Ameriprise Financial Services, LLC national BD | Sfg Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 18, 2008 | Dec 16, 2016 (3195 d) |
| Gregory Charles Vermeulen | Park Avenue Securities LLC other | Sfg Wealth Management no RAUM | Other | Aug 7, 2006 | Dec 16, 2016 (3784 d) |
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13 moves match.