DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wmg Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rachael Jenifer HolcombOsaic Advisory Services, LLC BD affiliatedWmg Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2025Jul 30, 2025
James Matthew DannelRaymond James Financial Services Advisors, Inc BD affiliatedWmg Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2022Nov 30, 2022 (120 d)
John W PerdueConcourse Financial Group Advisors BD affiliatedWmg Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2019May 6, 2019
Elizabeth Claire DewanConcourse Financial Group Advisors BD affiliatedWmg Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2019May 8, 2019
Benjamin S BarnettFirst Horizon Advisors, Inc mixed wealthWmg Financial Advisors, LLC independent RIARIA to RIAMar 4, 2019Mar 4, 2019
Dennis Kent WhiteStrategic Wealth Management Group, LLC unclassifiedWmg Financial Advisors, LLC independent RIAOtherMar 19, 2018Mar 19, 2018
Jackson Wheatley PalmerStrategic Wealth Management Group, LLC unclassifiedWmg Financial Advisors, LLC independent RIAOtherMar 19, 2018Mar 19, 2018
Jason Rush WitcherStrategic Wealth Management Group, LLC unclassifiedWmg Financial Advisors, LLC independent RIAOtherMar 19, 2018Mar 19, 2018
Luann Craft JarnaginOsaic Fs, Inc. otherWmg Financial Advisors, LLC independent RIAOtherDec 20, 2017Aug 15, 2017
Roger Dale DavisOsaic Fs, Inc. otherWmg Financial Advisors, LLC independent RIAOtherDec 17, 2017Mar 23, 2017
Rae Denise Haulk DavisOsaic Fs, Inc. otherWmg Financial Advisors, LLC independent RIAOtherDec 17, 2017Mar 23, 2017
Robert L SheetsOsaic Fs, Inc. otherWmg Financial Advisors, LLC independent RIAOtherDec 17, 2017Aug 15, 2017
Charles W SellsOsaic Fs, Inc. otherWmg Financial Advisors, LLC independent RIAOtherDec 17, 2017Jan 22, 2025 (2593 d)
D William BergnerIndependent Advisers Group Corp otherWmg Financial Advisors, LLC independent RIAOtherJul 29, 2014Jun 1, 2018 (1403 d)
Mark B AshfordIndependent Advisers Group Corp otherWmg Financial Advisors, LLC independent RIAOtherJul 29, 2014Jan 1, 2026 (4174 d)
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15 moves match.