DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Invest Capital Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Curtis Michael RileyInertia Wealth Management unclassifiedInvest Capital Partners independent RIAOtherMar 28, 2025Dec 4, 2024
Vincent Paul DipietroL.M. Kohn & Company independent RIAInvest Capital Partners independent RIARIA to RIANov 11, 2024Nov 6, 2024
Katherine Wynn MitakidesEdward Jones national BDInvest Capital Partners independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2024May 15, 2024
John William BachBond Tech Inc mixed wealthInvest Capital Partners no RAUMOtherJan 6, 2023Apr 12, 2017
James Brandon CreechAmeriprise Financial Services, LLC national BDInvest Capital Partners independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2020Nov 6, 2020 (56 d)
Michael William DrummondRaymond James & Associates, Inc. national BDInvest Capital Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 18, 2020Aug 19, 2020
Mark Robert MertenWells Fargo Advisors wirehouseInvest Capital Partners independent RIAWirehouse to independent RIAFeb 20, 2019Feb 15, 2019
Mark A WaltersRaymond James & Associates, Inc. national BDInvest Capital Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2018Aug 2, 2018
Jeffrey Allen LutzMorgan Stanley wirehouseInvest Capital Partners independent RIAWirehouse to independent RIAJul 13, 2018Jun 17, 2018
Michael Christopher DavellRaymond James & Associates, Inc. national BDInvest Capital Partners no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 27, 2017Jun 29, 2017
Roger Barry ChuddeWells Fargo Advisors wirehouseInvest Capital Partners no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 3, 2017Apr 12, 2017
Adam Michael ChuddeWells Fargo Advisors wirehouseInvest Capital Partners no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 3, 2017Apr 12, 2017
James William KilgoreRaymond James Financial Services Advisors, Inc otherInvest Capital Partners no RAUMOtherApr 3, 2017Oct 9, 2017 (189 d)
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13 moves match.