DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Familywealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lee Anthony SchwartzTransce3nd LLC independent RIAFamilywealth mixed wealthRIA to RIADec 10, 2025Jan 13, 2026 (34 d)
Zachary Norman GriswoldRedwood Private Wealth independent RIAFamilywealth mixed wealthRIA to RIASep 26, 2024Sep 30, 2024
Geoffrey Dean VoorheesMutual Of Omaha Investor Services, Inc. independent RIAFamilywealth mixed wealthRIA to RIAJan 12, 2023Feb 3, 2023
William Conway FryeIntervest International, Inc. independent RIAFamilywealth no RAUMOtherDec 2, 2022Sep 27, 2017
Brandon BeckBlackston Financial Advisory Group, LLC independent RIAFamilywealth mixed wealthRIA to RIAJul 29, 2022Sep 26, 2022 (59 d)
Kimberly Ann AllredEl Capitan Advisors otherFamilywealth mixed wealthOtherMay 25, 2021Oct 6, 2025 (1595 d)
Nafees AlamWells Fargo Advisors wirehouseFamilywealth independent RIAWirehouse to independent RIANov 4, 2020Dec 22, 2020 (48 d)
Amanda Mariea MorrisSummit Wealth Strategies independent RIAFamilywealth independent RIARIA to RIAJul 16, 2019Jul 16, 2019
Mark Todd JordanJolliffe Capital, Inc. independent RIAFamilywealth no RAUMRIA to a newly registered adviserJun 30, 2018Dec 6, 2017
Patrick Stephenson JolliffeJolliffe Capital, Inc. independent RIAFamilywealth no RAUMRIA to a newly registered adviserJun 30, 2018Sep 26, 2017
Christopher Dale MetscherJolliffe Capital, Inc. independent RIAFamilywealth no RAUMRIA to a newly registered adviserJun 30, 2018Sep 27, 2017
Shawn Michael MercerJolliffe Capital, Inc. independent RIAFamilywealth no RAUMRIA to a newly registered adviserJun 30, 2018Sep 27, 2017
Wilbert Ernest OakleyJolliffe Capital, Inc. independent RIAFamilywealth no RAUMRIA to a newly registered adviserJun 30, 2018Sep 27, 2017
Matthew Thomas MarshEdward Jones national BDFamilywealth mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 14, 2012May 29, 2025 (4853 d)
David Lee KellerD.H. Hill Advisors, Inc. independent RIAFamilywealth mixed wealthRIA to RIANov 4, 2009Aug 11, 2026 (6124 d)
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15 moves match.