DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at 9258 Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mary Kay CunninghamFifth Third Securities, Inc. BD affiliated9258 Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2023Dec 12, 2023
John Mathew GehriMML Investors Services, LLC BD affiliated9258 Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 10, 2023May 16, 2023
Matthew Walter TarkaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse9258 Wealth Management, LLC independent RIAWirehouse to independent RIAOct 29, 2020Nov 11, 2020
Jason A PhippsRaymond James Financial Services Advisors, Inc BD affiliated9258 Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 15, 2020Nov 11, 2020
Jacob Robert PetrieFidelity Personal And Workplace Advisors BD affiliated9258 Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 13, 2020Oct 14, 2020
Thomas Edward FinleyHuntington Financial Advisors BD affiliated9258 Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2020Jan 4, 2021 (90 d)
William Andrew GrothNational Retirement Consultants Inc independent RIA9258 Wealth Management, LLC independent RIARIA to RIAFeb 5, 2020Jan 3, 2020
Cathy Renee WatersNational Retirement Consultants Inc independent RIA9258 Wealth Management, LLC independent RIARIA to RIAFeb 5, 2020Jan 3, 2020
Dean Robert JohnsJohn D. Dovich & Associates, LLC independent RIA9258 Wealth Management, LLC independent RIARIA to RIAFeb 13, 2019Feb 27, 2019
Ryan MccarthyFifth Third Securities, Inc. BD affiliated9258 Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 26, 2018Oct 16, 2018
Peter Charles BohrofenWells Fargo Advisors wirehouse9258 Wealth Management, LLC independent RIAWirehouse to independent RIAApr 4, 2018Mar 29, 2018
Walter Bishop LunsfordRaymond James & Associates, Inc. national BD9258 Wealth Management, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 31, 2017Jan 9, 2018
Clayton Michael ReynoldsRaymond James & Associates, Inc. national BD9258 Wealth Management, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 31, 2017Jan 9, 2018
Dinah Frances Bird-WesterfieldCetera Advisors LLC other9258 Wealth Management, LLC independent RIAOtherAug 25, 2015Mar 8, 2024 (3118 d)
Joseph Peyton BelewU.S. Bancorp Asset Management, Inc. other9258 Wealth Management, LLC independent RIAOtherDec 31, 2005Apr 3, 2024 (6668 d)
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15 moves match.