DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bartlett & Co. Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Connie A JohnsonFocus Partners Wealth, LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIADec 13, 2024Oct 29, 2024
Kayla C DeyerSanctuary Advisors, LLC BD affiliatedBartlett & Co. Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 21, 2023Aug 30, 2023
Steven Todd NaiserRegent Investment Management LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAFeb 6, 2023Feb 12, 2023
Laura Anne CuberMercer Global Advisors Inc. independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAJul 1, 2022Jul 20, 2022
Nicholas WinterW&S Brokerage Services, Inc. BD affiliatedBartlett & Co. Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 27, 2022Sep 12, 2024 (808 d)
Keith Eugene DershemU.S. Bancorp Investments, Inc. BD affiliatedBartlett & Co. Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2021Oct 21, 2021
Aliya Lindsay RiddleJohnson Investment Counsel, Inc. independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAMar 2, 2021Oct 21, 2021 (233 d)
Ross David CohenNadler Financial Group, Inc. independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIANov 23, 2020Feb 3, 2021 (72 d)
Melissa Mabley MartinNorthcoast Asset Management LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAOct 14, 2019Dec 13, 2019 (60 d)
Krista Kay LinnLodestar Investment Counsel, LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIASep 12, 2019Aug 20, 2019
Peter Ward FlanzerLodestar Investment Counsel, LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIASep 12, 2019Nov 20, 2020 (435 d)
Gina Palazzo SlaytonCambridge Investment Research Advisors, Inc. BD affiliatedBartlett & Co. Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 26, 2019Dec 8, 2023 (1718 d)
Michael Evan VassarCharles Schwab & Co., Inc. national BDBartlett & Co. Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 19, 2019Mar 25, 2019
Simon T. LawsonFidelity Personal And Workplace Advisors BD affiliatedBartlett & Co. Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 30, 2019Mar 6, 2020 (401 d)
Aaron BalchMorningstar Investment Services LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIADec 27, 2018Aug 7, 2025 (2415 d)
Woodrow Hunter UibleBartlett & Co. LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAApr 12, 2018Apr 27, 2018
Kenneth Lawrence SchlachterBartlett & Co. LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAApr 12, 2018Apr 27, 2018
David Philip FrancisBartlett & Co. LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAApr 12, 2018Apr 30, 2018
James Brian HagertyBartlett & Co. LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAApr 12, 2018Apr 27, 2018
Michael Sayers CambronBartlett & Co. LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAApr 12, 2018Apr 27, 2018
Craig M SarembockBartlett & Co. LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAApr 12, 2018Apr 30, 2018
Kyle William PohlmanBartlett & Co. LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAApr 12, 2018Apr 30, 2018
Brian Francis AntenucciBartlett & Co. LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAApr 12, 2018Apr 13, 2018
Jason Martin KatzBartlett & Co. LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAApr 12, 2018Apr 13, 2018
Christopher Douglas RobbinsBartlett & Co. LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAApr 12, 2018Apr 27, 2018
Holly Hirt MazzoccaBartlett & Co. LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAApr 12, 2018Apr 30, 2018
Lori Beth PooleBartlett & Co. LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIAApr 12, 2018Apr 30, 2018
Timothy Andrew BackGreat American Advisors, Inc. otherBartlett & Co. Wealth Management LLC independent RIAOtherOct 6, 2011Oct 9, 2025 (5117 d)
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28 moves match.