DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Build Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Thrana | Allspring Funds Management, LLC asset manager | Build Asset Management asset manager | Other | Jan 27, 2020 | Jul 1, 2020 (156 d) |
| Matthew Joseph Cawley | Mutual Of Omaha Investor Services, Inc. no RAUM | Build Asset Management asset manager | Other | Jan 27, 2020 | Mar 10, 2020 (43 d) |
| Thomas Aaron Bakamus | Steward Partners Investment Solutions, LLC independent RIA | Build Asset Management asset manager | Other | Jan 22, 2020 | Mar 10, 2020 (48 d) |
| John L. Ruth | Creativeone Securities, LLC BD affiliated | Build Asset Management asset manager | Other | Dec 31, 2018 | Apr 5, 2019 (95 d) |
| Jeffrey T Lozier | Lord, Abbett & Co. LLC asset manager | Build Asset Management asset manager | Other | May 16, 2018 | Apr 5, 2019 (324 d) |
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5 moves match.