DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Global Assets Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jesse Jerome ColeGlobal View Capital Management LLC independent RIAGlobal Assets Advisory, LLC independent RIARIA to RIAMay 28, 2026Jun 1, 2026
Jeffrey Charles WallgrenInternational Assets Investment Management, LLC BD affiliatedGlobal Assets Advisory, LLC no RAUMOtherOct 17, 2024Mar 16, 2020
Collin Robert FingonCetera Investment Advisers LLC BD affiliatedGlobal Assets Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 15, 2024Sep 24, 2024
Richard William EngenInternational Assets Investment Management, LLC BD affiliatedGlobal Assets Advisory, LLC no RAUMOtherAug 19, 2024Mar 16, 2020
Alexander Joseph KingRaymond James Financial Services Advisors, Inc BD affiliatedGlobal Assets Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 14, 2023May 3, 2023
David S WeinbergerTactical Investment Strategies LLC no RAUMGlobal Assets Advisory, LLC no RAUMOtherMar 14, 2023May 24, 2019
Matthew Edward LampmanTactical Investment Strategies LLC no RAUMGlobal Assets Advisory, LLC no RAUMOtherMar 14, 2023May 21, 2019
Gregory Frank PartalisCommonwealth Financial Network national BDGlobal Assets Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2021Feb 12, 2021
Adam Daniel GallegosCommonwealth Financial Network national BDGlobal Assets Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 2, 2021Feb 3, 2021
David James LloydGrace Capital Management, LLC independent RIAGlobal Assets Advisory, LLC independent RIARIA to RIAOct 1, 2020Jul 29, 2020
Timothy J RigsbyGrace Capital Management, LLC independent RIAGlobal Assets Advisory, LLC independent RIARIA to RIAOct 1, 2020Jul 29, 2020
Benjamin John ZamojskiGrace Capital Management, LLC independent RIAGlobal Assets Advisory, LLC independent RIARIA to RIAOct 1, 2020Sep 2, 2020
Ian E JamesGlobal Planning Stewards LLC state registeredGlobal Assets Advisory, LLC independent RIAOtherMay 20, 2020Jun 10, 2020
Jay Paul JensenGlobal View Capital Management LLC independent RIAGlobal Assets Advisory, LLC no RAUMRIA to a newly registered adviserDec 6, 2019Dec 6, 2019
Cameron Blake FyhrieGlobal View Capital Management LLC independent RIAGlobal Assets Advisory, LLC no RAUMRIA to a newly registered adviserDec 6, 2019Dec 2, 2019
Amy W YostGlobal View Capital Management LLC independent RIAGlobal Assets Advisory, LLC no RAUMRIA to a newly registered adviserJun 26, 2019Jul 1, 2019
Alan Orlin HansenInternational Assets Investment Management, LLC BD affiliatedGlobal Assets Advisory, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 26, 2019Jun 27, 2019
Patrick Michael EganCoordinated Wealth Management, LLC unclassifiedGlobal Assets Advisory, LLC independent RIAOtherMay 10, 2019May 1, 2025 (2183 d)
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18 moves match.