DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Greystone Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas LobergConcorde Asset Management, LLC BD affiliatedGreystone Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 20, 2026Apr 24, 2026 (35 d)
Norman Charles LeonRetirement Funding Advisors Inc. mixed wealthGreystone Financial Group, LLC independent RIARIA to RIASep 5, 2023Aug 28, 2023
Allison Kay DubreuilWealthway Financial Advisors independent RIAGreystone Financial Group, LLC independent RIARIA to RIAAug 4, 2023Sep 26, 2023 (53 d)
Todd Robinson MossPolaris Greystone Advisory Group, LLC institutionalGreystone Financial Group, LLC independent RIAOtherFeb 5, 2021Jan 2, 2025 (1427 d)
Robert Russell ShampinePolaris Greystone Advisory Group, LLC institutionalGreystone Financial Group, LLC independent RIAOtherFeb 5, 2021Sep 17, 2020
Kristie Lee GuadianoPolaris Greystone Advisory Group, LLC institutionalGreystone Financial Group, LLC independent RIAOtherFeb 5, 2021Sep 17, 2020
Robert John YarmakPolaris Greystone Advisory Group, LLC institutionalGreystone Financial Group, LLC independent RIAOtherFeb 5, 2021Sep 17, 2020
Eric Robinson MossTd Ameritrade, Inc. no RAUMGreystone Financial Group, LLC independent RIAOtherDec 17, 2020Feb 5, 2021 (50 d)
Eric Wayne BabcockPolaris Wealth Advisory Group independent RIAGreystone Financial Group, LLC independent RIARIA to RIAAug 6, 2020Sep 16, 2020 (41 d)
Michael Brian WachslerPolaris Wealth Advisory Group independent RIAGreystone Financial Group, LLC independent RIARIA to RIAAug 6, 2020Sep 16, 2020 (41 d)
Brian A StonePolaris Wealth Advisory Group independent RIAGreystone Financial Group, LLC independent RIARIA to RIAAug 6, 2020Mar 20, 2023 (956 d)
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11 moves match.