DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stephens Consulting, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lucy Elizabeth Valandra | Meridian Financial Partners LLC independent RIA | Stephens Consulting, LLC independent RIA | RIA to RIA | Jan 26, 2024 | Feb 12, 2024 |
| Toni Marie Wander | Commonwealth Financial Network national BD | Stephens Consulting, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2023 | Jan 24, 2023 |
| Douglas Marlow | Ally Invest Advisors independent RIA | Stephens Consulting, LLC independent RIA | RIA to RIA | Apr 11, 2022 | Apr 29, 2022 |
| Victoria Adair Boswell | Raymond James Financial Services Advisors, Inc BD affiliated | Stephens Consulting, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 20, 2021 | Oct 1, 2021 |
| Jason Alan Guenther | Raymond James Financial Services Advisors, Inc BD affiliated | Stephens Consulting, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2021 | Oct 1, 2021 |
| Melissa Alice Fradenburg | Raymond James Financial Services Advisors, Inc BD affiliated | Stephens Consulting, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2021 | Oct 1, 2021 |
| Jill Raeanne Carr | Raymond James Financial Services Advisors, Inc BD affiliated | Stephens Consulting, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2021 | Oct 1, 2021 |
| Melissa Nicole Joy | Raymond James Financial Services Advisors, Inc BD affiliated | Stephens Consulting, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2021 | Oct 1, 2021 |
| Tyler Joel Stephens | Raymond James Financial Services Advisors, Inc BD affiliated | Stephens Consulting, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2021 | Oct 1, 2021 |
| Alexa Jo Kane | Raymond James Financial Services Advisors, Inc BD affiliated | Stephens Consulting, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2021 | Oct 1, 2021 |
| Jessica Erin Grybel | Raymond James Financial Services Advisors, Inc BD affiliated | Stephens Consulting, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2021 | Oct 1, 2021 |
| Sheryl Elaine Stephens | Raymond James Financial Services Advisors, Inc BD affiliated | Stephens Consulting, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2021 | Oct 1, 2021 |
| Jayson Allen Fradenburg | Columbia Management Investment Advisers, LLC other | Stephens Consulting, LLC independent RIA | Other | Aug 17, 2015 | Aug 8, 2022 (2548 d) |
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13 moves match.