DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Jefferies Investment Advisers LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael TailaRBC Rochdale, LLC BD affiliatedJefferies Investment Advisers LLC mixed wealthAffiliated broker-dealer or bank to independent RIAAug 25, 2026Aug 11, 2026
Daniel Paul FitzgeraldCetera Investment Advisers LLC BD affiliatedJefferies Investment Advisers LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJul 21, 2026Aug 17, 2026
Tatiane Yiumy Maeda PascoalLPL Enterprise, LLC BD affiliatedJefferies Investment Advisers LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJun 4, 2026Jun 30, 2026
William SalottoMorgan Stanley wirehouseJefferies Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 2, 2026Mar 23, 2026
Qing YinJ.P. Morgan Securities LLC wirehouseJefferies Investment Advisers LLC mixed wealthWirehouse to independent RIAFeb 12, 2026Jun 29, 2026 (137 d)
Robert Charles SternRBC Capital Markets, LLC national BDJefferies Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 11, 2026Jan 14, 2026
Harold BatlleMorgan Stanley wirehouseJefferies Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 11, 2025Jul 15, 2025
Brittany A. SaundersJanney Montgomery Scott LLC BD affiliatedJefferies Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 8, 2025Jun 30, 2025
Thomas DeciccoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJefferies Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 28, 2025Jun 26, 2025 (59 d)
Erik Scott FinwallVoya Investment Management Co. LLC asset managerJefferies Investment Advisers LLC BD affiliatedOtherApr 21, 2025Jun 2, 2025 (42 d)
Lester E KuanMorgan Stanley wirehouseJefferies Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 4, 2025Mar 26, 2025
Mariana Isabel Muro RiveiroStonex International Advisors Inc independent RIAJefferies Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 3, 2025Mar 20, 2025
Bryan Horst PinedoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJefferies Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 21, 2025Jun 26, 2025 (156 d)
Mathew BrownMorgan Stanley wirehouseJefferies Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 5, 2024Mar 4, 2024
Marcela Cadavid HallmanBradesco Global Advisors asset managerJefferies Investment Advisers LLC BD affiliatedOtherMar 1, 2024May 30, 2024 (90 d)
Jarita LiangJ.P. Morgan Securities LLC wirehouseJefferies Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 30, 2024Sep 10, 2024 (224 d)
Gina FerreiraMorgan Stanley wirehouseJefferies Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 6, 2023Nov 13, 2023
Maria Alejandra GoveaMorgan Stanley wirehouseJefferies Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 6, 2023Nov 13, 2023
Alejandro V CabreraMorgan Stanley wirehouseJefferies Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 6, 2023Nov 16, 2023
Stephanie Lynn FarellaCalamos Wealth Management LLC independent RIAJefferies Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 9, 2023Oct 16, 2023
Ryan Andrew CasperMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJefferies Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 25, 2023Sep 27, 2023
Nicholas TheocharopoulosMorgan Stanley wirehouseJefferies Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 18, 2023Aug 23, 2023
Nicholas Stephen HendersonLinqto Investment Management asset managerJefferies Investment Advisers LLC BD affiliatedOtherSep 18, 2023Sep 8, 2025 (721 d)
Steven Robert PetrovichRBC Rochdale, LLC BD affiliatedJefferies Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 15, 2023Apr 17, 2025 (580 d)
Michael William MirabelliWilliam Blair & Company L.L.C. BD affiliatedJefferies Investment Advisers LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 20, 2023Jun 16, 2023
Scott Gerald MontyWilliam Blair & Company L.L.C. BD affiliatedJefferies Investment Advisers LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 20, 2023Jun 16, 2023
Gabriel TishelmanRealta Investment Advisors, Inc BD affiliatedJefferies Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 13, 2022Nov 6, 2023 (511 d)
Christopher Suttner MartinRBC Rochdale, LLC BD affiliatedJefferies Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 19, 2021Oct 24, 2023 (827 d)
Eric PlattHsbc Securities (USA) Inc. BD affiliatedJefferies Investment Advisers LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 27, 2018Jun 29, 2023 (1675 d)
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29 moves match.