| Jennifer Anne Gage | Global Retirement Partners LLC institutional | Wellth Advisory Services, LLC institutional | Other | Apr 15, 2026 | Apr 2, 2026 |
| Jeffrey David Eisman | Vivaldi Capital Management LP independent RIA | Wellth Advisory Services, LLC institutional | Other | Apr 15, 2026 | Apr 15, 2026 |
| Christina Marie Gage | Global Retirement Partners LLC institutional | Wellth Advisory Services, LLC institutional | Other | Apr 15, 2026 | Apr 2, 2026 |
| Gregory Andrew Koehler | Cetera Investment Advisers LLC BD affiliated | Wellth Advisory Services, LLC institutional | Other | Dec 23, 2025 | Dec 11, 2025 |
| Blake Alexander Morlet | Invicta Financial Group independent RIA | Wellth Advisory Services, LLC institutional | Other | Nov 17, 2025 | Nov 5, 2025 |
| Fue Yang | Equitable Advisors, LLC national BD | Wellth Advisory Services, LLC institutional | Other | Oct 30, 2025 | Nov 3, 2025 |
| Regina L Lewis | Captrust institutional | Wellth Advisory Services, LLC institutional | Other | Jul 10, 2025 | Oct 1, 2025 (83 d) |
| Francis Martin Gillis | Dynamic independent RIA | Wellth Advisory Services, LLC other | Other | Feb 18, 2025 | Feb 14, 2025 |
| Lucas Gillis | Dynamic independent RIA | Wellth Advisory Services, LLC other | Other | Feb 18, 2025 | Feb 14, 2025 |
| Daniel Antonio Torres | Global Retirement Partners LLC institutional | Wellth Advisory Services, LLC other | Other | Jan 9, 2025 | Dec 6, 2024 |
| Joseph Patrick Kerrigan | Global Retirement Partners LLC institutional | Wellth Advisory Services, LLC other | Other | Jan 9, 2025 | Dec 13, 2024 |
| Utkarsha Banerjee | Alera Investment Advisors, LLC mixed wealth | Wellth Advisory Services, LLC other | Other | Aug 30, 2024 | Jan 6, 2025 (129 d) |
| Thomas Alfred Sawyer | People'S United Advisors, Inc. mixed wealth | Wellth Advisory Services, LLC other | Other | Dec 31, 2022 | Mar 27, 2025 (817 d) |
| Christina Anne Tunison | Krpg Advisors, LLC unclassified | Wellth Advisory Services, LLC institutional | Other | Jul 17, 2019 | Jul 16, 2025 (2191 d) |
| Edward Myles Lynch | P.L.A.N. unclassified | Wellth Advisory Services, LLC institutional | Other | Dec 2, 2010 | Oct 15, 2025 (5431 d) |