DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Source Capital Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert John WorrellSecurities America Advisors, Inc. otherSource Capital Group, Inc. otherOtherMar 3, 2016May 23, 2016 (81 d)
Andrew Clayton WymanGilford Financial Corp. otherSource Capital Group, Inc. otherOtherJun 26, 2012Jun 8, 2012
Gary Steven DomorackiWindrose Advisors LLC otherSource Capital Group, Inc. otherOtherOct 6, 2011Jan 3, 2012 (89 d)
Patrick Jude BarrettSagepoint Financial, Inc. otherSource Capital Group, Inc. otherOtherDec 31, 2009Jun 12, 2012 (894 d)
Eric Peter RabaskasJanney Montgomery Scott LLC otherSource Capital Group, Inc. otherOtherFeb 26, 2009Feb 17, 2009
Juan Carlos De ChoudensCitigroup Global Markets Inc. otherSource Capital Group, Inc. otherOtherFeb 19, 2009May 6, 2009 (76 d)
Amy Ellen ClaytonSource Capital Management unclassifiedSource Capital Group, Inc. otherOtherOct 19, 2006Oct 18, 2006
Michael Jay DworetskySource Capital Management unclassifiedSource Capital Group, Inc. otherOtherOct 17, 2006Oct 18, 2006
Paul Wilfred MajaneSource Capital Management unclassifiedSource Capital Group, Inc. otherOtherOct 17, 2006Oct 18, 2006
Mark Edward RosierSource Capital Management unclassifiedSource Capital Group, Inc. otherOtherOct 17, 2006Oct 17, 2006
Wilder Douglas CarnesSource Capital Management unclassifiedSource Capital Group, Inc. otherOtherOct 17, 2006Oct 18, 2006
Jerry Malcolm StuberWells Fargo Advisors wirehouseSource Capital Group, Inc. otherOtherSep 7, 2006May 18, 2007 (253 d)
David Edward AchzetSignator Financial Services, Inc. otherSource Capital Group, Inc. otherOtherJun 1, 2006Apr 29, 2011 (1793 d)
Page 1 of 1
13 moves match.