DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Leigh Baldwin & Co., LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Anthony DouglassFsp Advisors, Inc. state registeredLeigh Baldwin & Co., LLC independent RIAOtherMar 30, 2026Mar 27, 2026
Robert Daniel PerkinsFsp Advisors, Inc. state registeredLeigh Baldwin & Co., LLC independent RIAOtherMar 30, 2026Mar 27, 2026
Erich FradenburgCw Advisors, LLC independent RIALeigh Baldwin & Co., LLC independent RIARIA to RIAJul 22, 2025Jul 23, 2025
Melinda B GaertnerIbex Wealth Advisors, LLC independent RIALeigh Baldwin & Co., LLC independent RIARIA to RIADec 9, 2024Jan 17, 2025 (39 d)
Daniel Alfred ParkinNewman Ladd Capital Advisors, LLC. independent RIALeigh Baldwin & Co., LLC independent RIARIA to RIAJul 11, 2022Jul 13, 2022
Alan Christopher BaldwinRiverfront Investment Group, LLC independent RIALeigh Baldwin & Co., LLC independent RIARIA to RIADec 31, 2020Jan 8, 2021
Mary Stuart SwanMorgan Stanley wirehouseLeigh Baldwin & Co., LLC independent RIAWirehouse to independent RIADec 9, 2020Jan 15, 2021 (37 d)
Daniel Patrick DuffyCadaret Grant & Co Inc BD affiliatedLeigh Baldwin & Co., LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 12, 2020Nov 30, 2020
Melissa NorwickeLPL Financial LLC otherLeigh Baldwin & Co., LLC independent RIAOtherSep 25, 2013Mar 26, 2019 (2008 d)
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9 moves match.