DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,363 offices matchName search is part of RIA and Wealth Intelligence, so “NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| EDWARD JONES national BD | Keene, Nh | 11 | 2 | 1 | +1 | 9.1% | |||
| LPL FINANCIAL LLC BD affiliated | North Charleston, Sc | 11 | 2 | 1 | +1 | 9.1% | |||
| CITIGROUP GLOBAL MARKETS INC. bank affiliated | Forest Hills, Ny | 11 | 0 | 1 | -1 | 9.1% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Fairfield, Ct | 11 | 1 | 1 | 0 | 9.1% | |||
| P••••• W••••• P••••••• independent RIA | Independence, Oh · principal | 11 | 1 | 1 | 0 | 9.1% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Colorado Spgs, Co | 11 | 3 | 1 | +2 | 9.1% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Downers Grove, Il | 11 | 0 | 1 | -1 | 9.1% | |||
| P•••••••• A••••••• BD affiliated | Liberty Lake, Wa | 11 | 2 | 1 | +1 | 9.1% | |||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | Blaine, Mn | 11 | 3 | 1 | +2 | 9.1% | |||
| E••••• J•••• national BD | Parker, Co | 11 | 1 | 1 | 0 | 9.1% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Macomb, Mi | 11 | 2 | 1 | +1 | 9.1% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Portage, Mi | 10 | 1 | 1 | 0 | 10% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Lincoln, Ne | 10 | 1 | 1 | 0 | 10% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Leawood, Ks | 10 | 2 | 1 | +1 | 10% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Hillsboro, Or | 10 | 1 | 1 | 0 | 10% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Hagerstown, Md | 10 | 2 | 1 | +1 | 10% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Garden City, Ny | 10 | 0 | 1 | -1 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Montgomery, Al | 10 | 5 | 1 | +4 | 10% | |||
| F•••• T•••• S••••••••• I••• bank affiliated | Cape Coral, Fl | 10 | 1 | 1 | 0 | 10% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Lake Forest, Il | 10 | 0 | 1 | -1 | 10% | |||
| S••••••• P••• W••••• M••••••••• independent RIA | Jenison, Mi · principal | 10 | 2 | 1 | +1 | 10% | |||
| A••••••• A••••••• S•••••••• L•• BD affiliated | Exeter, Ca | 10 | 3 | 1 | +2 | 10% | |||
| P•••••••• F•••••••• S••••••• independent RIA | Mine Hill, Nj · principal | 10 | 0 | 1 | -1 | 10% | |||
| E••••• J•••• national BD | Glen Ellyn, Il | 10 | 1 | 1 | 0 | 10% | |||
| E••••• J•••• national BD | Estero, Fl | 10 | 1 | 1 | 0 | 10% | |||
| E••••• J•••• national BD | Escanaba, Mi | 10 | 1 | 1 | 0 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Lewes, De | 10 | 0 | 1 | -1 | 10% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Upland, Ca | 10 | 1 | 1 | 0 | 10% | |||
| W•••• F•••• A••••••• wirehouse | Battle Creek, Mi | 10 | 0 | 1 | -1 | 10% | |||
| F••••••• A•••• M••••••••• L•• independent RIA | Clearwater, Fl · principal | 10 | 2 | 1 | +1 | 10% | |||
| I•••••• S••••••••• I••• mixed wealth | Highland Park, Il · principal | 10 | 0 | 1 | -1 | 10% | |||
| A•••• W••••• A••••••• independent RIA | Logan, Ut · principal | 10 | 3 | 1 | +2 | 10% | |||
| S•••• P•••• A•••••••• L•• independent RIA | Brielle, Nj · principal | 10 | 1 | 1 | 0 | 10% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | The Villages, Fl | 10 | 1 | 1 | 0 | 10% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Gadsden, Al | 10 | 1 | 1 | 0 | 10% | |||
| M•••••••• W••• A•••• M••••••••• L•• independent RIA | Los Angeles, Ca · principal | 10 | 1 | 1 | 0 | 10% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Mountain Brook, Al | 10 | 1 | 1 | 0 | 10% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Los Gatos, Ca | 10 | 3 | 1 | +2 | 10% | |||
| C••••• W••••• M••••••••• L•• independent RIA | Summit, Nj · principal | 10 | 2 | 1 | +1 | 10% | |||
| O•••• W•••••• I••• BD affiliated | Provo, Ut | 10 | 4 | 1 | +3 | 10% | |||
| A••••••••• I••••••••• A•••••••• L•• independent RIA | Maitland, Fl · principal | 10 | 0 | 1 | -1 | 10% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | Fairfax, Va | 10 | 2 | 1 | +1 | 10% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Portland, Or | 10 | 2 | 1 | +1 | 10% | 1 | ||
| T••••• A••••••• S•••••••• I••• bank affiliated | Asheville, Nc | 10 | 1 | 1 | 0 | 10% | |||
| O•••• W•••••• I••• BD affiliated | Grandville, Mi | 10 | 0 | 1 | -1 | 10% | |||
| F•••• C••••••• A•••• M••••••••• I•• bank affiliated | Charlotte, Nc | 10 | 4 | 1 | +3 | 10% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Carmel, Ca | 10 | 3 | 1 | +2 | 10% | |||
| O•••• W•••••• I••• BD affiliated | Bend, Or | 10 | 0 | 1 | -1 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Ephrata, Pa | 10 | 1 | 1 | 0 | 10% | |||
| C••••• A•••• M••••••••• L•• institutional | New York, Ny · principal | 10 | 0 | 1 | -1 | 10% | |||
| P••••••• A••••••••• L•• independent RIA | Birmingham, Mi · principal | 10 | 5 | 1 | +4 | 10% | |||
| J••• A•••••• L•• independent RIA | Gardiner, Me · principal | 10 | 5 | 1 | +4 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Franklin, Wi | 10 | 1 | 1 | 0 | 10% | 1 | ||
| C••••• F•••••••• G••••• I••• independent RIA | San Diego, Ca · principal | 10 | 3 | 1 | +2 | 10% | |||
| P•• W•••••• C••••••• L•• independent RIA | Knoxville, Tn · principal | 10 | 2 | 1 | +1 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Edwardsville, Il | 10 | 2 | 1 | +1 | 10% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Cypress, Tx | 10 | 2 | 1 | +1 | 10% | |||
| K••••• A••••••• S•••••••• L•• BD affiliated | Sarasota, Fl | 10 | 2 | 1 | +1 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Cranford, Nj | 10 | 1 | 1 | 0 | 10% | |||
| W•••• F•••• A••••••• wirehouse | Pawleys Island, Sc | 10 | 1 | 1 | 0 | 10% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.