DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CYPRESS CAPITAL independent RIA | $143M | 4 | $35.8M | 81% | 56% | 65 | 1 | ||
| GRANITE STATE RETIREMENT PLANNING, INC. independent RIA | $143M | +8.4% | 1 | $143M | 100% | 66% | 128 | 1 | |
| FOREST CAPITAL independent RIA | $143M | +6.6% | 2 | $71.6M | 93% | 82% | 76 | 1 | |
| R•••••••• W••••• independent RIA | $143M | 4 | $35.8M | 100% | 66% | 42 | 4 | ||
| P•••••• C••••• G•••• A•••• M••••••••• independent RIA | $143M | +5.1% | 4 | $35.8M | 100% | 85% | 27 | 1 | |
| S• R• S••••• • A••••••••• I••• independent RIA | $143M | +13% | 3 | $47.7M | 100% | 81% | 65 | 1 | |
| B•••• E••••• M••••••••• L•• independent RIA | $143M | +13% | 3 | $47.7M | 96% | 78% | 54 | 1 | |
| G••••••••• F•••••••• G•••••••• independent RIA | $143M | +8.8% | 2 | $71.5M | 99% | 89% | 37 | 2 | |
| B•••• • C•••••• W••••• M••••••••• L•• independent RIA | $143M | +15% | 1 | $143M | 94% | 69% | 136 | 1 | |
| T••••• C•••••• M••••••••• independent RIA | $143M | +4.6% | 1 | $143M | 94% | 60% | 207 | 2 | |
| S•••• W••••• P••••••• L•• independent RIA | $143M | +21% | 7 | $20.4M | 100% | 56% | 54 | 2 | |
| L••• F••••• W••••• M••••••••• independent RIA | $143M | 1 | $143M | 99% | 78% | 202 | 1 | ||
| B•••• J•••• W••••• M••••••••• L•• independent RIA | $143M | +11% | 2 | $71.3M | 100% | 89% | 12 | 1 | |
| P••••••••• F•••••••• S•••••••• L•• independent RIA | $143M | +30% | 2 | $71.3M | 100% | 69% | 72 | 1 | |
| V•• F•••••••• L•• independent RIA | $143M | +23% | 4 | $35.6M | 78% | 87% | 96 | 1 | |
| S•••••• J• G•••• • A••••••••• L•• independent RIA | $143M | +15% | 3 | $47.5M | 100% | 64% | 100 | 1 | |
| V•••• C••• W••••• M••••••••• L•• independent RIA | $143M | +22% | 3 | $47.5M | 100% | 52% | 89 | 1 | |
| T•• A••••••• G•••• independent RIA | $142M | +21% | 2 | $71.2M | 99% | 60% | 96 | 1 | |
| R• P•••••••• G•••• independent RIA | $142M | 3 | $47.5M | 95% | 65% | 63 | 1 | ||
| N•••••••• F•••••••• L•• independent RIA | $142M | 3 | $47.4M | 100% | 68% | 56 | 1 | ||
| L•• C•••••• L•• independent RIA | $142M | +7.0% | 3 | $47.4M | 100% | 85% | 30 | 1 | |
| J••• A••••• I••••••••• C••••••••• L•• independent RIA | $142M | -5.3% | 2 | $71.1M | 100% | 64% | 128 | 1 | |
| F•••••••• A•••••••• L•• independent RIA | $142M | +23% | 3 | $47.4M | 99% | 66% | 61 | 1 | |
| B•••••• • C• I•• independent RIA | $142M | -19% | 2 | $71.0M | 99% | 86% | 58 | 1 | |
| H•••••• S•••• C•••••• M••••••••• L•• independent RIA | $142M | +13% | 2 | $71.0M | 98% | 82% | 57 | 1 | |
| F••••••• F•••••••• S••••••••• L•• independent RIA | $142M | +18% | 8 | $17.8M | 100% | 68% | 35 | 1 | |
| F•••••• A•••• M••••••••• independent RIA | $142M | 1 | $142M | 100% | 51% | 420 | 2 | ||
| F•••••••• T•••• A•••• M••••••••• C•••••••• independent RIA | $142M | +23% | 4 | $35.5M | 89% | 72% | 50 | 3 | |
| M•••••• F•••••••• N••••••• L•• independent RIA | $142M | +31% | 2 | $71.0M | 100% | 69% | 109 | 3 | |
| S•••••• I••••••••• L•• independent RIA | $142M | +11% | 7 | $20.3M | 99% | 60% | 33 | 3 | |
| S•••• M••••••••• L•• independent RIA | $142M | +11% | 2 | $70.9M | 98% | 63% | 220 | 2 | |
| P•••• P•••• A•••••••• L•• independent RIA | $142M | +8.1% | 2 | $70.8M | 100% | 72% | 45 | 1 | |
| O•••••• W••••• A•••••••• I•• independent RIA | $142M | +8.3% | 2 | $70.8M | 91% | 57% | 80 | 1 | |
| I••••••••• F•••••••• C••••••••• L•• independent RIA | $141M | +13% | 1 | $141M | 98% | 83% | 87 | 1 | |
| C•••••• I••••••••• • P••••••• L•• independent RIA | $141M | +15% | 1 | $141M | 100% | 77% | 90 | 2 | |
| B••••• W••••• M••••••••• independent RIA | $141M | +16% | 4 | $35.4M | 99% | 90% | 24 | 1 | |
| O•••••• P•••• F••••••••• L•• independent RIA | $141M | 1 | $141M | 100% | 75% | 163 | 1 | ||
| M•• A•••• M••••••••• L•• independent RIA | $141M | +7.3% | 1 | $141M | 83% | 85% | 99 | 1 | |
| S•• C•••• F•••••••• independent RIA | $141M | 2 | $70.7M | 100% | 85% | 47 | 1 | ||
| M••••• F•••••••• L•• independent RIA | $141M | +16% | 3 | $47.1M | 95% | 60% | 86 | 3 | 1 |
| S••••• • R••••• F•••••••• S•••••••• I••• independent RIA | $141M | 3 | $47.1M | 96% | 62% | 74 | 1 | ||
| G••• L• G•••••••• independent RIA | $141M | -0.5% | 1 | $141M | 88% | 84% | 63 | 1 | |
| E•••••• I••••••••• S•••••••• I•• independent RIA | $141M | +19% | 2 | $70.5M | 99% | 70% | 83 | 2 | |
| L••••••• F••••••••• L•• independent RIA | $141M | +15% | 2 | $70.5M | 100% | 63% | 128 | 2 | |
| F•••••• F•••••••• G••••• I••• independent RIA | $141M | 3 | $47.0M | 100% | 77% | 58 | 2 | ||
| S•••••••• P••••••• A••••••• G••••• L•• independent RIA | $141M | 3 | $47.0M | 94% | 62% | 64 | 1 | ||
| I••••••••• W••••• M••••••••• L•• independent RIA | $141M | +18% | 2 | $70.4M | 99% | 68% | 287 | 1 | |
| D•• I••••••••• A•••••••• L•• independent RIA | $141M | +40% | 2 | $70.4M | 100% | 76% | 16 | 1 | |
| C•••• S•• F••••••••• L• independent RIA | $141M | +13% | 3 | $46.9M | 100% | 78% | 42 | 1 | |
| S••••• S••••• C•••••• L•• independent RIA | $140M | +38% | 2 | $70.2M | 62% | 85% | 40 | 1 | |
| P••• F•••• W••••• L•• independent RIA | $140M | +17% | 3 | $46.8M | 100% | 88% | 32 | 3 | |
| O•••• B••••• C••••••• L•• independent RIA | $140M | +7.0% | 2 | $70.1M | 100% | 79% | 71 | 2 | |
| E••••• A•••• M••••••••• L•• independent RIA | $140M | +2.3% | 2 | $70.1M | 90% | 60% | 69 | 1 | |
| H••••• F••••••••• P• independent RIA | $140M | 2 | $70.1M | 98% | 54% | 166 | 2 | ||
| Q• A••••••• L•• independent RIA | $140M | +19% | 10 | $14.0M | 77% | 75% | 15 | 3 | 1 |
| B••••• W••••• M••••••••• L•• independent RIA | $140M | +14% | 1 | $140M | 98% | 75% | 133 | 1 | |
| L••••• W••••••• W••••• A•••••••• L•• independent RIA | $140M | 2 | $70.0M | 94% | 75% | 255 | 1 | ||
| J•••• F•••••••• S••••••• independent RIA | $140M | -4.2% | 5 | $28.0M | 79% | 63% | 62 | 3 | |
| L••••• P••• L•• independent RIA | $140M | -32% | 2 | $69.9M | 94% | 90% | 36 | 2 | |
| O•••• C•••••• M••••••••• L•• independent RIA | $140M | +10% | 1 | $140M | 85% | 73% | 160 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.