DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PRUNEYARD FINANCIAL GROUP, INC. independent RIA | $90.9M | -45% | 1 | $90.9M | 99% | 82% | 95 | 1 | |
| CONRAD CAPITAL MANAGEMENT, INC. independent RIA | $90.7M | +8.5% | 2 | $45.3M | 100% | 57% | 66 | 1 | |
| WEATHERHELM CAPITAL MANAGEMENT LLC independent RIA | $90.6M | +9.5% | 2 | $45.3M | 98% | 80% | 39 | 3 | |
| A••••• A••••••• independent RIA | $90.6M | +52% | 2 | $45.3M | 100% | 77% | 43 | 2 | |
| C••••• D••• • D• V••••••• W••••• M••••••••• L•• independent RIA | $90.3M | -28% | 4 | $22.6M | 95% | 63% | 35 | 2 | |
| O•• C•••• A•••••••• L•• independent RIA | $90.2M | +29% | 3 | $30.1M | 100% | 61% | 63 | 1 | |
| W•••• F•••••••• G•••• L•• independent RIA | $90.0M | +18% | 2 | $45.0M | 90% | 72% | 53 | 1 | |
| P•••••• G••••• I••••••••• M••••••••• C•••••• independent RIA | $87.5M | -12% | 5 | $17.5M | 91% | 80% | 25 | 1 | |
| T•• W••••••••• L•• independent RIA | $87.5M | +18% | 1 | $87.5M | 100% | 67% | 132 | 1 | |
| M• P•••••• W••••• independent RIA | $86.9M | 1 | $86.9M | 90% | 66% | 57 | 1 | ||
| E•••• C•••••• M••••••••• L•• independent RIA | $86.2M | +7.9% | 100% | 58% | 1 | ||||
| M••• C•••••• M••••••••• L•• independent RIA | $86.2M | +16% | 1 | $86.2M | 100% | 84% | 64 | 1 | |
| G•••••••• W••••• M••••••••• L•• independent RIA | $83.8M | -13% | 2 | $41.9M | 96% | 74% | 73 | 3 | |
| V••• P••••••• G•••• L•• independent RIA | $83.7M | +30% | 3 | $27.9M | 82% | 84% | 17 | 5 | |
| L•••••• F•••••••• independent RIA | $82.7M | +38% | 4 | $20.7M | 100% | 63% | 29 | 4 | 1 |
| H••• C•••••• O• W•• independent RIA | $82.6M | +38% | 2 | $41.3M | 100% | 51% | 136 | 1 | |
| W••••••• P••••••• • E••• L•• independent RIA | $82.2M | +37% | 3 | $27.4M | 96% | 58% | 57 | 3 | |
| S••••••••• W••••• M••••••••• L•• independent RIA | $82.0M | 1 | $82.0M | 98% | 76% | 71 | 1 | ||
| L•• P••••••• W••••• M••••••••• L•• independent RIA | $81.8M | +23% | 2 | $40.9M | 77% | 86% | 37 | 1 | |
| H••••• M•••••• I••••••••• A••••••• I•• independent RIA | $81.2M | -92% | 1 | $81.2M | 92% | 82% | 31 | 1 | |
| I••••••••• A•••••• G•••• independent RIA | $81.0M | +12% | 3 | $27.0M | 100% | 52% | 41 | 3 | |
| M••••• • H••••• I••• independent RIA | $80.6M | +10% | 2 | $40.3M | 84% | 82% | 39 | 1 | |
| C••••••••• A•••• M••••••••• I••• independent RIA | $79.3M | +11% | 1 | $79.3M | 100% | 83% | 64 | 2 | |
| Q••••••••• C••••••• L•• independent RIA | $79.1M | +5.1% | 3 | $26.4M | 100% | 62% | 19 | 1 | |
| P•••••• P••••••• W••••• A•••••••• L•• independent RIA | $78.9M | +36% | 6 | $13.2M | 100% | 53% | 61 | 2 | |
| A•••• I••••••••• M••••••••• I••• independent RIA | $78.3M | -11% | 1 | $78.3M | 84% | 84% | 88 | 1 | |
| C••••••••• W••••• P•••••••• L•• independent RIA | $77.6M | 10 | $7.8M | 100% | 50% | 32 | 13 | ||
| F•• A•••• M••• independent RIA | $76.8M | +58% | 1 | $76.8M | 97% | 62% | 132 | 1 | |
| M•••• W••••• A••••••• L•• independent RIA | $76.1M | -81% | 2 | $38.1M | 93% | 69% | 47 | 1 | |
| W•••••••• independent RIA | $76.1M | +15% | 2 | $38.1M | 89% | 85% | 45 | 1 | |
| C••••• L••• F•••••••• L•• independent RIA | $75.0M | 2 | $37.5M | 100% | 67% | 112 | 3 | ||
| M••••••• P••• P••••••• independent RIA | $74.9M | +11% | 1 | $74.9M | 98% | 69% | 129 | 1 | |
| F•••••••• P••••••• A••••••••• L•• independent RIA | $74.7M | +16% | 99% | 87% | 1 | ||||
| R••••• L•• independent RIA | $74.2M | +9.8% | 4 | $18.6M | 77% | 73% | 8 | 1 | |
| A•••••• F••••••••• I••• independent RIA | $73.5M | +26% | 21 | $3.5M | 87% | 63% | 15 | 18 | 1 |
| S••••••••• P••••••• I••••••••• C••••••• I••• independent RIA | $73.2M | +6.6% | 2 | $36.6M | 96% | 65% | 71 | 2 | |
| L•••• I••••••••• M••••••••• independent RIA | $73.1M | +14% | 1 | $73.1M | 76% | 88% | 29 | 2 | |
| T•• B••••• G•••• L•• independent RIA | $72.6M | 2 | $36.3M | 59% | 72% | 30 | 1 | ||
| B•••••• W••••• M••••••••• L•• independent RIA | $72.3M | 2 | $36.1M | 100% | 79% | 55 | 1 | ||
| F•••••• F•••••••• A•••••••• L•• independent RIA | $72.2M | 1 | $72.2M | 100% | 66% | 48 | 1 | ||
| R• S••••• W••••• M••••••••• L•• independent RIA | $72.1M | +15% | 1 | $72.1M | 99% | 79% | 66 | 1 | |
| H•••••• C•••••• A•••••• L•• independent RIA | $72.0M | +7.5% | 3 | $24.0M | 100% | 63% | 82 | 2 | |
| N•• F••••••••• L•• independent RIA | $71.9M | 1 | $71.9M | 100% | 75% | 112 | 1 | ||
| G••••• I••••••••• A••••••• independent RIA | $71.8M | +234% | 7 | $10.3M | 100% | 53% | 26 | 1 | |
| H• C•••••• M••••••••• independent RIA | $71.5M | 3 | $23.8M | 75% | 75% | 18 | 1 | ||
| M••• S••••• F•••••••• independent RIA | $71.1M | +16% | 3 | $23.7M | 100% | 63% | 33 | 1 | |
| M•••••• W••••• A••••••• independent RIA | $71.1M | +29% | 2 | $35.6M | 100% | 51% | 58 | 1 | |
| F•••••••• M••••••••• G••••• L•• independent RIA | $70.7M | +10% | 1 | $70.7M | 100% | 83% | 52 | 3 | |
| C••••••••• I••••••••• M••••••••• L•• independent RIA | $69.8M | +8.2% | 2 | $34.9M | 88% | 87% | 23 | 1 | |
| R•••••••• I••••••••• independent RIA | $69.5M | +18% | 1 | $69.5M | 100% | 59% | 147 | 1 | |
| P••••• A••••••• L•• independent RIA | $68.2M | +15% | 1 | $68.2M | 77% | 85% | 49 | 1 | |
| C••••••••• A•••• F• independent RIA | $67.2M | +12% | 99% | 67% | 1 | ||||
| W••••••••• W••••• M••••••••• L•• independent RIA | $66.8M | +3.9% | 1 | $66.8M | 100% | 87% | 65 | 1 | |
| S•••• A••••••• G•••• independent RIA | $65.6M | +15% | 2 | $32.8M | 100% | 63% | 43 | 1 | |
| E•••••••• V••••• W••••• M••••••••• independent RIA | $65.4M | 2 | $32.7M | 100% | 75% | 49 | 1 | ||
| N• F•••••••• P•••• independent RIA | $65.2M | 1 | $65.2M | 70% | 56% | 84 | 1 | ||
| M•••••• C•••••• L•• independent RIA | $65.0M | -7.1% | 3 | $21.7M | 100% | 54% | 13 | 1 | |
| M•• C•••• B••••• C•••••• I••• independent RIA | $64.6M | +171% | 100% | 67% | 4 | ||||
| M••• A•••• M••••••••• L•• independent RIA | $64.5M | +14% | 4 | $16.1M | 96% | 81% | 14 | 3 | |
| H••••• V••• A•••••••• L•• independent RIA | $64.3M | +19% | 1 | $64.3M | 91% | 59% | 117 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.