DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| KEYSTONE WEALTH MANAGEMENT independent RIA | $137M | 1 | $137M | 88% | 61% | 207 | 2 | ||
| WALLENDER, TIMOTHY JOSEPH independent RIA | $137M | 1 | $137M | 100% | 58% | 289 | 1 | ||
| JOHNSON & SHUTE INVESTMENT ADVISORS, INC. independent RIA | $137M | +19% | 2 | $68.7M | 98% | 91% | 37 | 1 | |
| J•••• F•••••••• S•••••••• I••• independent RIA | $137M | +17% | 1 | $137M | 83% | 72% | 166 | 1 | |
| 2• W••• W••••• M••••••••• L•• independent RIA | $137M | +21% | 2 | $68.5M | 100% | 98% | 18 | 1 | |
| R•••••••• R••••••• L•• asset manager | $137M | +20% | 1 | $137M | 0.0% | 1 | |||
| D••••••••• A•••• M••••••••• L•• independent RIA | $137M | +16% | 1 | $137M | 100% | 99% | 44 | 1 | |
| A•••••••• W••••• P•••••••• L•• independent RIA | $137M | +7.1% | 2 | $68.4M | 100% | 100% | 20 | 1 | |
| P•• F••••••••• L•• independent RIA | $137M | 1 | $137M | 81% | 92% | 49 | 1 | ||
| C•••• W••••• M••••••••• L•• independent RIA | $137M | +18% | 2 | $68.4M | 96% | 80% | 57 | 1 | |
| C•••••• W••••• M••••••••• L•• independent RIA | $137M | +13% | 1 | $137M | 96% | 84% | 158 | 1 | |
| L•••• C•••••• M••••••••• independent RIA | $137M | +8.1% | 1 | $137M | 100% | 91% | 60 | 1 | |
| R•••• C••••••• A•••••••• L•• independent RIA | $137M | 2 | $68.4M | 100% | 87% | 70 | 1 | ||
| C••••••• A••••••• L•• independent RIA | $137M | +18% | 2 | $68.4M | 100% | 93% | 26 | 1 | |
| S••••••••• A•••• M••••••••• L•• independent RIA | $137M | +15% | 2 | $68.4M | 100% | 66% | 49 | 1 | |
| B•••• W••••• W••••• M••••••••• independent RIA | $137M | 1 | $137M | 100% | 86% | 86 | 1 | ||
| N••••• C•••••• M••••••••• I••• independent RIA | $137M | +7.1% | 1 | $137M | 93% | 77% | 118 | 1 | |
| V••••••••• W••••• M••••••••• L•• independent RIA | $136M | +14% | 3 | $45.5M | 100% | 59% | 68 | 1 | |
| I•• H•••••••• L•• other | $136M | +26% | 1 | $136M | 19% | 100% | 2 | 3 | |
| H•••••• C•••••• M••••••••• L•• independent RIA | $136M | 1 | $136M | 96% | 100% | 38 | 1 | ||
| F•••••• L•• mixed wealth | $136M | -8.7% | 1 | $136M | 49% | 100% | 66 | 1 | |
| P••••••••• W••••• M••••••••• S••••••• L•• independent RIA | $136M | +5.7% | 2 | $68.1M | 100% | 90% | 30 | 1 | |
| C•••••• F••••• O•••••• I••• independent RIA | $136M | -0.3% | 2 | $68.0M | 100% | 68% | 62 | 1 | |
| B• A•••• M••••••••• L•• independent RIA | $136M | +3.8% | 1 | $136M | 99% | 98% | 95 | 2 | |
| 1• E••••• independent RIA | $136M | +10% | 3 | $45.3M | 90% | 90% | 37 | 1 | |
| A• J• F•••••• F••••••••• L•• independent RIA | $136M | +21% | 1 | $136M | 100% | 54% | 140 | 1 | |
| M•••••• C•••••• M••••••••• independent RIA | $136M | +17% | 2 | $67.9M | 100% | 97% | 22 | 1 | |
| L••••••• W••••• A•••••••• L•• independent RIA | $136M | +11% | 2 | $67.9M | 99% | 67% | 133 | 1 | |
| 1• C••••••• L•• independent RIA | $136M | +6.1% | 1 | $136M | 100% | 100% | 1 | ||
| V•••••• W••••• M••••••••• L•• independent RIA | $136M | 1 | $136M | 93% | 85% | 56 | 1 | ||
| L•••••• N•••• A••••••••• L•• independent RIA | $136M | 1 | $136M | 100% | 98% | 56 | 1 | ||
| F•••••••• M••••••••• A••••••••• L•• independent RIA | $136M | +7.2% | 1 | $136M | 97% | 79% | 343 | 1 | |
| L••• C•••••• independent RIA | $136M | +2.8% | 1 | $136M | 79% | 97% | 43 | 1 | 24 |
| E••• R••• F•••••••• S•••••••• L•• independent RIA | $136M | +22% | 2 | $67.9M | 100% | 98% | 20 | 1 | |
| B••••• P••••••••• L•• asset manager | $136M | +67% | 1 | $136M | 0.0% | 1 | |||
| F• F•••••••• A••••••• L•• independent RIA | $136M | +11% | 2 | $67.8M | 86% | 77% | 60 | 1 | |
| H•• C•••• C••••••• L••••• asset manager | $136M | +0.5% | 1 | $136M | 0.0% | 2 | 1 | ||
| H••••••• E••••• P•••••••• L•• independent RIA | $136M | +13% | 2 | $67.8M | 100% | 60% | 211 | 1 | |
| C••••••• F•••••••• independent RIA | $136M | +31% | 2 | $67.8M | 99% | 84% | 92 | 1 | |
| R••• F••••••••• L•• independent RIA | $135M | +14% | 2 | $67.7M | 100% | 78% | 83 | 1 | |
| D•••• I••••••••• A••••••• C••••••••• independent RIA | $135M | +13% | 1 | $135M | 100% | 96% | 45 | 1 | |
| G••••• F•••••••• P••••••• G••••• L•• independent RIA | $135M | +7.7% | 2 | $67.7M | 92% | 62% | 114 | 1 | |
| L•••• C•••••• L•• independent RIA | $135M | +18% | 1 | $135M | 94% | 100% | 2 | 1 | |
| F•••••• W••••• M••••••••• I••• independent RIA | $135M | +13% | 1 | $135M | 94% | 81% | 146 | 2 | |
| S•••••• W••••• M••••••••• independent RIA | $135M | +15% | 1 | $135M | 100% | 95% | 64 | 2 | |
| K••• W••••• M••••••••• G••••• L•• independent RIA | $135M | +11% | 1 | $135M | 100% | 90% | 69 | 1 | |
| P•• F•••••••• L•• independent RIA | $135M | +4.6% | 2 | $67.5M | 88% | 73% | 54 | 1 | |
| C••••• W••••• M••••••••• independent RIA | $135M | +16% | 2 | $67.5M | 98% | 71% | 54 | 1 | |
| A•••• W••••• A••••••• independent RIA | $135M | +8.9% | 2 | $67.5M | 91% | 63% | 120 | 1 | |
| C••••• W••••• M••••••••• independent RIA | $135M | +36% | 2 | $67.5M | 98% | 72% | 109 | 1 | |
| F•••••••• A•••••• N••••••• I••• independent RIA | $135M | -7.5% | 3 | $45.0M | 100% | 67% | 53 | 1 | |
| S•••••• W••••• A•••••••• L•• independent RIA | $135M | +15% | 2 | $67.5M | 100% | 80% | 72 | 1 | |
| F••• F•••••••• independent RIA | $135M | 2 | $67.5M | 100% | 57% | 120 | 1 | ||
| R• B•••• W••••• M••••••••• G•••• L•• independent RIA | $135M | +11% | 2 | $67.4M | 99% | 80% | 98 | 1 | |
| S••• C••• C•••••• L•• independent RIA | $135M | +13% | 1 | $135M | 100% | 99% | 3 | 1 | |
| H••••••••• F•••••••• P••••••• L•• independent RIA | $135M | +29% | 3 | $44.9M | 98% | 77% | 68 | 1 | |
| C••••• F•••••••• L•• independent RIA | $135M | +14% | 1 | $135M | 100% | 85% | 103 | 1 | |
| B•• S•• W••••• A•••••••• L•• independent RIA | $135M | +11% | 2 | $67.3M | 97% | 50% | 101 | 1 | |
| S••••••••• W••••• M••••••••• L•• independent RIA | $135M | +13% | 1 | $135M | 100% | 92% | 40 | 1 | |
| V•••• F••••• F•••••••• independent RIA | $134M | +3.4% | 2 | $67.2M | 96% | 70% | 96 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.