DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Signals
Dated events with a source
Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.
- Marvin Phillip Caldwell registered as an investment adviser representative at Rubicon Financial Group, Llc
- Joseph B Rowan registered as an investment adviser representative at Girard Advisory Services, Llc
- Steven Prumo registered as an investment adviser representative at Advisory Services Network
- Joseph D Millard registered as an investment adviser representative at Cambridge Investment Research Advisors, Inc.
- Harvis Armando Astorga registered as an investment adviser representative at Guerra Wealth Advisors
- Justin Koroyan registered as an investment adviser representative at Citigroup Global Markets Inc.
- Matthew Frederick Banez registered as an investment adviser representative at Advice And Planning Services
- Katie Jo Thomas registered as an investment adviser representative at Friday Financial
- Trent Louis Grzegorczyk registered as an investment adviser representative at Schwartz & Co.
- David J Newman registered as an investment adviser representative at Morgan Stanley
- Thomas Edward Wells registered as an investment adviser representative at Brookstone Capital Management Llc
- David Lieblich registered as an investment adviser representative at Savlan Wealth Partners
- Mary Jo Kerrigan registered as an investment adviser representative at Lpl Financial Llc
- Cody Scott Allison registered as an investment adviser representative at Raymond James Financial Services Advisors, Inc
- Sean Connor Devine registered as an investment adviser representative at Osaic Wealth, Inc.
- Justin Paul Montreuil registered as an investment adviser representative at Newedge Advisors
- Benjamin Thomas Blanchard registered as an investment adviser representative at Empower Advisory Group, Llc
- Bryce Ray Rodgers registered as an investment adviser representative at Empower Advisory Group, Llc
- Daniel Genevick registered as an investment adviser representative at Mml Investors Services, Llc
- George Ghobriel registered as an investment adviser representative at Mercer Global Advisors Inc.
- Michael Thomas Morette registered as an investment adviser representative at Vanguard Advisers, Inc.
- Brent John Welch added a IL registration at Valmark Advisers, Inc.
- Abraham Stephen Fitzpatrick added a MO registration at Enlightnu Wealth Llc
- Piper Haupt added a TX registration at Wells Fargo Advisors
- Andrew Charles Lavoie added a DE registration at Park Avenue Securities Llc
- Jung Hwa Seh added a WV registration at Homestead Advisers Corp.
- Charles S Howard added a WI registration at Park Avenue Securities Llc
- Anna Tyutyunik added a CO registration at Park Avenue Securities Llc
- Joshua M Bradburn added a LA registration at State Farm Investment Management Corp.
- Aries Chinsio added a TX registration at J.P. Morgan Securities Llc
- Michael Thomas Shanley added a WV registration at Citizens Securities, Inc.
- Michael Thomas Shanley added a NH registration at Citizens Securities, Inc.
- Michael Thomas Shanley added a MN registration at Citizens Securities, Inc.
- Michael Thomas Shanley added a KY registration at Citizens Securities, Inc.
- Sean P. Vail added a TX registration at J.P. Morgan Securities Llc
- Wayne Cary Ballinger added a TX registration at Wells Fargo Advisors
- Stephen Edward Pettee added a AZ registration at Wells Fargo Advisors
- Gary Alan Peace added a OR registration at Blakeslee & Blakeslee Financial Advisers Inc.
- Gregory Mark Cabanos added a WA registration at Lpl Financial Llc
- Kelly Glen Kidwell added a KY registration at Park Avenue Securities Llc
- Raj Sharma added a NH registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Jaime Antonio Fals added a OH registration at Jefferies Investment Advisers Llc
- Clifford Adams Bartlett added a CT registration at Stifel, Nicolaus & Company, Incorporated
- Craig Allen Johnson added a NH registration at Cl Wealth Management Llc
- Ronald John Besonen added a MN registration at Cohesion Wealth Management, Llc
- Thomas Newton Smith added a KY registration at Valic Financial Advisors, Inc.
- Jeremiah Chevrolet Stephen added a AZ registration at State Farm Investment Management Corp.
- Miguel Antonio Alonso added a FL registration at Fisher Investments
- Judith Mae Schlosser added a FL registration at Morgan Stanley
- Matthew Louis Rzepka added a LA registration at Valley Oak Investment Strategies Llc
- Catherine Ann Lynch Johnson added a NH registration at Ameriprise Financial Services, Llc
- Daniel Ung Moon added a TX registration at Wells Fargo Advisors
- Gary D Copi added a TX registration at Lpl Financial Llc
- Samia Tony Elias added a TX registration at Citizens Securities, Inc.
- Pete Edward Pendleton registered as an investment adviser representative at Bankers Life Advisory Services, Inc.
- Tyler Cole May added a TX registration at Forest Asset Management Llc
- Chad Jeremy Richey added a KY registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Solomon L Chehebar added a OH registration at Jefferies Investment Advisers Llc
- Richard Scott Padow added a TX registration at Vanguard Advisers, Inc.
- Patrick Defeciani added a CT registration at Td Private Client Wealth Llc
217,387 events match.