DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined J. W. Cole Advisors, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Commonwealth Financial Network national BD	J. W. Cole Advisors, Inc. BD affiliated	Villanova, Pa +1	Affiliated broker-dealer or bank to another	Jun 28, 2026
5	Commonwealth Financial Network national BD	J. W. Cole Advisors, Inc. BD affiliated	Huntsville, Al +3	Affiliated broker-dealer or bank to another	Feb 4, 2026 over 1 d
4	Commonwealth Financial Network national BD	J. W. Cole Advisors, Inc. BD affiliated	Pittsford, Ny	Affiliated broker-dealer or bank to another	Nov 6, 2025
2	USA Financial Securities LLC independent RIA	J. W. Cole Advisors, Inc. BD affiliated	Grand Rapids, Mi +1	RIA to affiliated broker-dealer or bank	Sep 8, 2025
2	LPL Financial LLC BD affiliated	J. W. Cole Advisors, Inc. BD affiliated	Sauk City, Wi	Affiliated broker-dealer or bank to another	Jul 14, 2025
4	Osaic Wealth, Inc. BD affiliated	J. W. Cole Advisors, Inc. BD affiliated	Bethlehem, Pa	Affiliated broker-dealer or bank to another	Feb 26, 2025
2	Grove Point Advisors, LLC BD affiliated	J. W. Cole Advisors, Inc. BD affiliated	Rockville, Md	Affiliated broker-dealer or bank to another	Aug 29, 2024
2	The Wright Legacy Group, LLC unclassified	J. W. Cole Advisors, Inc. BD affiliated	Elizabethtown, Ky	Other	Jul 12, 2024 over 4 d
2	Ameritas Advisory Services, LLC BD affiliated	J. W. Cole Advisors, Inc. BD affiliated	Fairport, Ny	Affiliated broker-dealer or bank to another	Oct 18, 2023
2	Grove Point Advisors, LLC BD affiliated	J. W. Cole Advisors, Inc. BD affiliated	Rockville, Md	Affiliated broker-dealer or bank to another	Aug 1, 2023
2	Woodbury Financial Services, Inc. BD affiliated	J. W. Cole Advisors, Inc. BD affiliated	Oakville, Ct	Affiliated broker-dealer or bank to another	May 16, 2023 over 2 d
5	Spc BD affiliated	J. W. Cole Advisors, Inc. BD affiliated	Ann Arbor, Mi	Affiliated broker-dealer or bank to another	Apr 28, 2023
3	Spc BD affiliated	J. W. Cole Advisors, Inc. BD affiliated	East Bethel, Mn +1	Affiliated broker-dealer or bank to another	Apr 28, 2023
2	On Investment Management Co BD affiliated	J. W. Cole Advisors, Inc. BD affiliated	Phoenix, Az +1	Affiliated broker-dealer or bank to another	Dec 16, 2022 over 5 d
3	Osaic Fa, Inc. BD affiliated	J. W. Cole Advisors, Inc. independent RIA	Orange, Ca	Affiliated broker-dealer or bank to independent RIA	Aug 1, 2022 over 1 d
2	Continuum Advisory, LLC independent RIA	J. W. Cole Advisors, Inc. independent RIA	Plymouth, Mi +1	RIA to RIA	Nov 30, 2021 over 3 d
3	MML Investors Services, LLC BD affiliated	J. W. Cole Advisors, Inc. independent RIA	East Syracuse, Ny +1	Affiliated broker-dealer or bank to independent RIA	Nov 2, 2021 over 3 d
2	Securities America Advisors, Inc. BD affiliated	J. W. Cole Advisors, Inc. independent RIA	Bonita Springs, Fl	Affiliated broker-dealer or bank to independent RIA	Aug 6, 2021
3	Cambridge Investment Research Advisors, Inc. BD affiliated	J. W. Cole Advisors, Inc. independent RIA	Chatham, Nj	Affiliated broker-dealer or bank to independent RIA	May 4, 2021
2	Cambridge Investment Research Advisors, Inc. BD affiliated	J. W. Cole Advisors, Inc. independent RIA	Holladay, Ut +1	Affiliated broker-dealer or bank to independent RIA	Dec 31, 2020 over 13 d
2	Mutual Of Omaha Investor Services, Inc. no RAUM	J. W. Cole Advisors, Inc. independent RIA	La Crosse, Wi	Other	May 15, 2020
3	Wells Fargo Advisors wirehouse	J. W. Cole Advisors, Inc. BD affiliated	Radnor, Pa	Wirehouse to affiliated broker-dealer or bank	May 1, 2019
2	Osaic Wealth, Inc. BD affiliated	J. W. Cole Advisors, Inc. independent RIA	New Port Richey, Fl	Affiliated broker-dealer or bank to independent RIA	Feb 7, 2019
2	Cambridge Investment Research Advisors, Inc. BD affiliated	J. W. Cole Advisors, Inc. independent RIA	Morrisville, Nc	Affiliated broker-dealer or bank to independent RIA	Jan 16, 2019
2	Invest Financial Corporation other	J. W. Cole Advisors, Inc. other	Appleton, Wi	Other	Mar 19, 2018
2	Equitable Advisors, LLC national BD	J. W. Cole Advisors, Inc. other	Palm Bay, Fl	Other	Nov 15, 2017
2	Signator Investors, Inc. other	J. W. Cole Advisors, Inc. other	St Petersburg, Fl	Other	Nov 8, 2017 over 14 d
2	Cambridge Investment Research Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Baltimore, Md	Other	Jul 26, 2017
2	LPL Financial LLC other	J. W. Cole Advisors, Inc. other	Grafton, Wi	Other	May 16, 2017 over 6 d
2	Private Advisor Group, LLC other	J. W. Cole Advisors, Inc. other	Morristown, Nj	Other	May 8, 2017
3	First Allied Advisory Services, Inc. other	J. W. Cole Advisors, Inc. other	Glastonbury, Ct	Other	Mar 9, 2017 over 4 d
4	G. A. Repple & Company other	J. W. Cole Advisors, Inc. other	Casselberry, Fl +1	Other	Feb 6, 2017
2	Invest Financial Corporation other	J. W. Cole Advisors, Inc. other	Burlington, Ia	Other	Apr 26, 2016 over 3 d
3	National Planning Corporation ("Npc Of America" In Fl & Ny) other	J. W. Cole Advisors, Inc. other	Westbrook, Ct +1	Other	Mar 3, 2016
3	Transamerica Financial Advisors, LLC other	J. W. Cole Advisors, Inc. other	Port Richey, Fl +1	Other	Mar 2, 2016 over 3 d
2	Commonwealth Financial Network national BD	J. W. Cole Advisors, Inc. other	Sun City, Az +1	Other	Jul 8, 2015
2	Platinum Wealth Partners other	J. W. Cole Advisors, Inc. other	Tampa, Fl	Other	Feb 13, 2015

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37 teams match.derived from registration dates